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单词 证券行
释义

See also:

证券

stocks and bonds

n

voucher n
certificate n
contract n

deed (i.e. title deeds)
bond (esp. document split in two, with each party holding one half)

External sources (not reviewed)

今年来,随着数据仓库概念的提出,耐特网科技紧跟技术进步的浪潮,与SYBASE(中国)公司建立了紧密的合作关系,掌握其公司最新的数据仓库解决方案-----Warehouse
[...] Studio,并应用Brio、Cognos、BO等多维分析工具, 证券行 业 、通讯行业提供有效的解决方案。
cn-net.net
This year, with the data warehouse concept, net want follow closely technology progressive wave, and SYBASE ( China ) the company has established close cooperative relations, to master the latest data warehouse solution - - - - - Warehouse Studio, Brio, Cognos, BO and
[...]
application of multidimensional
[...] analysis tools, for the securities industry, communication [...]
industry to provide an effective solution.
en.cn-net.net
她曾在一些企业的高层聚会发言,其中包括IBM加拿大、Telestrategies、美国银行家协会、美国人寿保险公司、美国联邦贸易委员会理事会 证券行 业 协 会组织。
siegelgale.cn
She has spoken at executive gatherings for
[...]
organizations like The
[...] Conference Board, IBM Canada, Telestrategies, American Bankers Association, American Council of Life Insurers, Federal Trade Commission, and the Securities Industry Association.
siegelgale.com
然而,在以下情况下,发行人可能无需提供证券发布招股说明书并告知 CSSF:若券是发行给合格投资者;若 券 是 发 行给不合格投资者,但人数少于 100 人(法人或自然人);若单独发行给个人投资者且价值低于 5 万欧元;若行证券单位面额低于 5 万欧元;若在任意 12 个月证券发行总价值少于 10 万欧元。
hance-law.com
However issuers may offer securities without the need to publish a prospectus and to inform the CSSF
[...]
under the following conditions: if securities are offered to qualified
[...] investors; if securities are offered to less than 100 persons (legal or natural) who are not qualified investors; if a separate offer for an individual investor is less than 50,000 EUR; if securities are offered with a denomination per unit of less than 50,000 EUR; or if securities are offered with a total value of less than 100,000 EUR in any 12 months period.
hance-law.com
61 中国证券监督管理委员会,《公开 行证券 的 公 司信息披露 编报的一般规则第15号——财务报告的一般规定》,2010年 [...]
修订。
syntao.com
61 China Securities Regulatory Commission, “Rules for the Compilation of Information Disclosure by
[...] Companies Offering Securities to Public No. [...]
15 --- General Provisions
[...]
for Financial Reports”, Revised in 2010
syntao.com
星巴克还规定了证券交易管制期,经常 接触实质性机密信息的行政管理和伙伴在此期限内不得 行证券 交 易
starbucks.com.br
Certain executives and partners with regular access to material non-public information also may not trade during the blackout periods established by Starbucks.
starbucks.com.br
汇丰行证券服务 部全球监管与行业事务总监 Bill Scrimgeour 告诉与会代表,如今监管挑战的规模是‘史无前例’的,应对这一挑战的可能成本也会史无前例:在接下来五年中,大型银行可能必须花 [...]
1.5 亿欧元左右来应对。
swift.com
Bill Scrimgeour, Global Head of Regulatory and
[...] Industry Affairs, HSBC Securities Services, HSBC, [...]
told delegates that the scale of the regulatory
[...]
challenge today is ‘unprecedented’, as is the likely cost of meeting it: large banks can expect a mandatory spend of around EUR150m over five years, he said.
swift.com
服务行业面涉及电子商务、网络游戏、IT技术、大金融(保险、 行 、 证券 ) 、 医 疗教育、通讯等领域,将专业人才产能提升30%,为用工企业提供控制成本、优化产能、自主管理的全新行业人才租赁解决方案。
ece-china.com
Alice’s professional experience cover industries like ecommerce,
[...]
online game, IT technology, finance
[...] (insurance, banking & security), medical services, [...]
education, telecommunications, etc.
[...]
She and her team help to increase the professionals’ production up to 30%, offer a bread new talent leasing solutions for companies by cost control, production optimization and self-management.
ece-china.com
(a) 所有证券、房地产、另类资产和货币兑换交易在结算日或定值日的结 算;(b) 每天针对例外情况行证券/头寸/所持资产和现金,包括收入(股息、 [...]
利息和现金分派)、期限以及企业行动的自动核对
daccess-ods.un.org
(b) The automated
[...] reconciliation of securities/positions/holdings [...]
and cash, including income (dividends, interest and cash
[...]
distributions), maturities and corporate actions on a daily exception basis
daccess-ods.un.org
资金已经分配,以调整主要行和金 融证 券市场 的资本,稳定房地产市场,支持中小型企业, 并增加对社会边缘群体的社会福利和养老金支付。
daccess-ods.un.org
Funds had been allocated to recapitalize the major
[...] banks and financial securities market, stabilize [...]
the housing market, support small and
[...]
medium-sized enterprises, and increase social benefits and pension payments for socially marginalized groups.
daccess-ods.un.org
授权金融分析中心为
[...] 此目的要求《反洗钱法》第 2 节提及的各义务实体(如行、证券登 记公司、保 险公司、投资基金、经纪人、房地产中介、审计人员、执行人员和公证人员)、 [...]
国家当局(包括税务当局)、情报机构以及警察提供信息,上述实体有义务按要求 提供信息。
daccess-ods.un.org
The Unit carries out financial analysis according to the AML Act and is authorized to ask obliged entities
[...]
mentioned in Section 2 of the AML Act
[...] (such as banks, securities depositary, insurance [...]
companies, investment funds, brokers,
[...]
house agents, auditors, executors and notaries), state authorities (including tax authorities), intelligence services and police for information for this purpose, and those entities are obliged to provide the requested information.
daccess-ods.un.org
非政府组 织的成员不准前往禁区,他们经核实持有效的联合国大楼 行证 及 当 天会议的入券后, 将获准前往参加在总部举行的会议。
daccess-ods.un.org
Members of non-governmental organizations will not be allowed to gain access to the restricted areas — their
[...]
access to meetings at
[...] Headquarters will be honoured upon verification of a valid United Nations [...]
building pass and an appropriate
[...]
ticket issued for the current day’s meeting(s).
daccess-ods.un.org
美国证券交易委员会(“证交委“)对 Allen Stanford 等提起申诉,指控它 们行证券欺诈和违犯证券法,Allen Stanford 商业帝国迅速崩溃。
daccess-ods.un.org
Allen Stanford’s business empire collapsed when the United States Securities and Exchange Commission (“SEC”) filed a complaint against Allen Stanford and others alleging securities fraud and violation of securities laws.
daccess-ods.un.org
座谈会成员:德意志银行常务董事兼资本市场策略负责人
[...]
Stephan Schuster 博士;德国证券交易所总监兼市场策略部负责人 Stefan
[...] Mai 博士;奥地利监督行证券服务部 Georg Fink;SIS SegaInterSettle [...]
产品、网络和质量管理负责人兼执行委员会成员 Werner Merki。
swift.com
The panellists: Dr. Stephan Schuster, Managing Director, Head of Capital Markets Policy, Deutsche Bank; Dr. Stefan Mai, Director,
[...]
Head of Section Market Policy, Deutsche Börse; Georg
[...] Fink, Department Securities Services, Oesterreichische [...]
Kontrollbank; Werner
[...]
Merki, Head of Product,- Network,- and Quality Management, Member of the Executive Committee, SIS SegaInterSettle.
swift.com
根据巴拿马刑法规定,凡接收、储存、交易、转换或转让资金 证券 、 财产 或其他财政资源,且明知它们源自与贩毒、诈骗、非法武器贩运、贩运人口、 绑架、勒索、贪污、腐蚀公职人员、恐怖主 行 为 、 盗窃或国际贩运车辆有 关的活动,而且其目的是隐藏或掩盖其非法来源或协助逃避此种犯罪的法律 后果的,应处以 5 至 12 年监禁和 100 至 200 天的罚款。
daccess-ods.un.org
Anyone who receives, deposits,
[...]
trades in, converts or
[...] transfers money, securities, property or other financial resources in the knowledge that they are derived from activities related to drug trafficking, fraud, illicit arms trafficking, trafficking in persons, kidnapping, extortion, embezzlement, corruption of public servants, terrorist acts, theft or international trafficking in vehicles, as provided for under Panamanian criminal law, with the aim of [...]
hiding or concealing their
[...]
illicit origin or of helping to evade the legal consequences of such crimes shall be sentenced to 5 to 12 years’ imprisonment and a fine of 100 to 200 days.
daccess-ods.un.org
在 这 一 领 域,主要的手段掌握在私营实体——企业、 行 、证 券交易所及投资基金——手中。
daccess-ods.un.org
I am aware of the limitations of the United Nations in this area, where the main instruments are in the hands of private entities — corporations, banks, stock exchanges and investment funds.
daccess-ods.un.org
各方当事人同意采取一切可能的措施,对本协议项下的任何争议以及任何和所有关于仲裁程序和裁决的资料严守机密,除非由于下列需 要或要求另作别论:(a)为保证一方当事人能适当 行 使 或 执 行 其 在 本协议或仲裁庭所做出的裁决项下的各项权利;或(b)适用法律或 任证券交易 所、监管机构的规定,或任何法院、任何其它主管机关或裁判庭的命令要求予以披露。
squiresanders.com
Confidentiality – The parties agree to use all possible measures to keep the existence of any dispute hereunder and any and all information concerning any arbitration proceedings and any award strictly confidential except (a) to the extent necessary to enable a party to properly exercise or enforce its
[...]
rights under this
[...] agreement or under any award rendered by the Arbitration Tribunal or (b) to the extent required by applicable law or by regulations of any stock exchange or [...]
regulatory authority
[...]
or pursuant to any order of court or any other competent authority or tribunal.
squiresanders.com
作为指导,重大经济利益指拥有该企业超过 1% 的已行证券/资本 价值,还指 参与与其他交易或投资(例如股票投资、贷款或个人财产或不动产租赁),即 [...]
可能导致您在企业取得成功时获得重大个人权益的交易或投资。
lubrizol.com
As a guide, having a material financial interest means owning more than 1% of
[...] the outstanding securities/capital value of [...]
the business. It also means engaging
[...]
in other transactions or investments (for example equity investments, loans or leases of personal or real property) which would cause you to have a significant personal stake in the success of the business.
lubrizol.com
董事会可以行使本公司的所有权力,为本公司的目的以他们认为合适的条款作无 限额借款,并且抵押或押记本公司的业务、财产(包括现有或将来的财产)和未 催缴股本或其任何部分,并且行债 券 、 公司 债 券 、 债权 股 证 及 (须该条例第 57B 条的规定)可转换债券和可转换债权股证及不论是直接的或作为本公司或任 何第三者的任何负债、债务或债项的抵押品的其他证券。
cr-power.com
The Board may exercise all the powers of the Company to borrow money for the purposes of the Company, without limit and upon such terms as they may think fit, and to mortgage or charge its undertaking, property (both present and future) and uncalled capital, or any part thereof, and to issue bonds, debentures, debenture stock, and, subject to section 57B of the Ordinance, convertible debentures and convertible debenture stock and other securities whether outright or as security for any debt, liability or obligation of the Company or of any third party.
cr-power.com
公司在发生收购及出售资产
[...] 时,披露采矿权价款是对收购资产全面描述, 完全符合《公开行证券的公司信息披露内容 与格式准则第2号〈年度报告的内容与格式〉》 [...]
信息披露要求。
syntao.com
The company said that it disclosed the domestic fees paid for mining rights because they were part of an
[...]
(unspecified) asset acquisition according to the Content and Format Rules for Information Disclosure by
[...] Companies Offering Securities to the Public No. [...]
2 -- Contents and Format of Annual Reports.
syntao.com
2008 年 7 月 18 日,由国内行证券机构 、电子商务网站、域名注册管理机构、域名注 册服务机构、专家学者组成的“中国反钓鱼网站联盟”在京正式成立,是国内唯一为解决 [...]
钓鱼网站问题而成立的协调组织。
cnnic.net
On July 18, 2008, Anti-Phishing Alliance of China, jointly
[...] established by domestic banks and security institutions, [...]
e-commerce sites, domain name registries
[...]
and domain name registrars, and experts and scholars, was officially inaugurated in Beijing and is the only arbitration organization in China to address the problems of phishing.
cnnic.net
除上文披露者外,於最後行日期 ,董事並不知悉任何其他人士於本公司的股份或 相關股份中擁有權益或淡倉,而該等權益或淡倉根據 券 及 期 貨條例第XV部第2及第 3分部的條文須向本公司作出披露,或直接或間接擁有面值10%或以上任何類別股本 權益(或與該等股本有關的購股權),而該等股本附有權利可於任何情況下在本集團 任何其他成員公司的股東大會上投票。
equitynet.com.hk
Save as disclosed above, as at the Latest Practical Date, the Directors are not aware of any other person who had an interest or short position in the Shares or underlying Shares of the Company which would fall to be disclosed to the Company under the provisions of Divisions 2 and 3 of Part XV of the SFO, or who was, directly or indirectly, interested in 10% or more of the nominal value of any class of share capital, or options in respect of such capital, carrying rights to vote in all circumstances at general meetings of any other member of the Group.
equitynet.com.hk
(B) 董事會可透過其認為在各方面均合適的有關方式及有關條款和 條件籌集或擔保償付或償還該等資金,特別是以 行 本 公司的債權證、 券 股 證券或其他證券的方 式(不論直接地或以作為本公司或任何第三方的任何債項、責任或 義務的附屬抵押品方式)來籌集或擔保償付或償還。
asiasat.com
(B) The Board may raise or secure the payment or repayment of such sum or sums in such manner and upon such terms and conditions in all respects as it thinks fit and, in particular,
[...]
by the issue of
[...] debentures, debenture stock, bonds or other securities of the Company, whether outright or as collateral [...]
security for
[...]
any debt, liability or obligation of the Company or of any third party.
asiasat.com
第二天的会议首先是一场题为“TARGET2 Securities – 影响、挑战和机遇”的全会讨论,Clearstream Banking
[...]
法兰克福分公司项目主管 Karla Amend、奥地利监督银行董事总经理 Peter Felsinger、欧洲中央银行行长
[...] Jean-Michel Godeffroy 和巴黎行证券服务公司董事总经理 Gerald [...]
Noltsch 参加会议。
swift.com
The second day started with a plenary discussion on the topic, “TARGET2 Securities – impact, challenges and opportunities”, in which Karla Amend, Project Leader, Clearstream Banking Frankfurt, Peter Felsinger, Managing Director of Oesterreichische Kontrollbank,
[...]
Jean-Michel Godeffroy, Director General of the ECB and Gerald Noltsch,
[...] Managing Director, BNP Securities Services participated.
swift.com
就于本公司所行证券 的设立或证明文件上盖章而言,本公司可设置一个证券印章,该印章为本公司印章 的复制本另在其正面加上「证券」字样或是属于董事会批准的其他形式。
aactechnologies.com
For the purpose of sealing documents
[...] creating or evidencing securities issued by the Company, the Company may have a securities seal which [...]
is a facsimile of the
[...]
Seal of the Company with the addition of the word “Securities” on its face or in such other form as the Board may approve.
aactechnologies.com
此类风险和不确定性因素包括但不局限于立迪思公司的电容式触摸控制器集成电路产品或触摸技术缺乏市场应用,推迟这些新产品的量产计划,延迟把我们的产品整合到消费电子产品中,我们对第三方制造商的依赖,整个便携电子及半导体业的发展趋势,以及其他立迪思公司经常在提交给美 证券 交 易 委员会的报告中详细描述的风险,这些报告包括截至2007年12月31日的10-K表年报以及截至2008年9月30日的10-Q表季报。
tipschina.gov.cn
Such risks and uncertainties include, but are not limited to, lack of market adoption for Leadis' capacitive touch controller ICs or the haptics technology, delays in ramping these new products into production, delays in the integration of our products into consumer electronic devices, our reliance on third-party manufacturers, general portable electronics and semiconductor industry trends, and other risks
[...]
detailed from time to time in Leadis' reports
[...] filed with the Securities and Exchange Commission [...]
including its Form 10-K for the
[...]
year ended December 31, 2007 and Form 10-Q for the quarter ended September 30, 2008.
tipschina.gov.cn
伊斯坦布证券交易所可持续指数是发展最佳做法的一个多个利益攸关 方项目,目的是为伊斯坦布证券交 易 所的上市公司及其投资者推出一个土耳 其的可持续基准。
daccess-ods.un.org
The Istanbul Stock Exchange Sustainability Index is a multi-stakeholder project developing best practices with the goal of launching a Turkish sustainability benchmark for Istanbul Stock Exchange-listed companies and their investors.
daccess-ods.un.org
存託人」指根據與本
[...] 公司的合約安排或董事會批准的其他安排委任的託管人或其他人士(或有關託管人或 其他人士的代名人),有關託管人或其他人士或代名人根據該等安排持有本公司股份 或本公司股份中的權利或權益或於當中擁有權益,並 行 證 券 或 其 他業權文件證明持 有人於有關股份的權利或收取有關股份、權利或權益的權利,惟及倘該等安排已獲董 事會就本公司細則批准,該詞彙將包括(獲董事會批准的情況下)本公司制定的任何 [...] [...]
僱員股份計劃或董事會已批准的本公司及/或其附屬公司主要以僱員利益制定的任 何其他計劃或安排的受託人(以其本身身份行事)。
asiasat.com
Depositary” means a custodian or other person (or a nominee for such custodian or other person) appointed under contractual arrangements with the Company or other arrangements approved by the Board whereby such custodian or other person or nominee holds or is interested in shares of the Company or rights or interests in
[...]
shares of the Company
[...] and issues securities or other documents of title or otherwise evidencing the entitlement of the holder thereof to or to receive such [...]
shares, rights or
[...]
interests, provided and to the extent that such arrangements have been approved by the Board for the purpose of these Bye-laws and shall include, where approved by the Board, the trustees (acting in their capacity as such) of any employees’ share scheme established by the Company or any other scheme or arrangements principally for the benefit of employees of the Company and/or its subsidiaries which have been approved by the Board.
asiasat.com
咨询委员会获悉,任职者将负责与包
[...]
括以下各方的各办公室和实体进行协调和联络:信息和通信技术厅,以解决与系 统托管有关的问题;供应商,涉及技术事项和设备升级;安全和安保部,涉及周 边安全进出管制;“团结”项目工作队,涉及人力资源数据和资产管理;国际刑
[...] 事警察组织(国际刑警组织),涉及丢失或被盗的 行证 件 数 据库;以及国际民用 航空组织。
daccess-ods.un.org
The Advisory Committee was informed that the incumbent would be responsible for coordinating and liaising with various offices and entities, including with the Office of Information and Communications Technology to address issues related to the hosting of the system; the vendor in relation to the technical matters and upgrading of equipment; the Department of Safety and Security for perimeter security access control; the Umoja project team for human resources data and asset management; the International
[...]
Criminal Police Organization (INTERPOL) for a
[...] lost or stolen travel document database; [...]
and the International Civil Aviation Organization.
daccess-ods.un.org
130.3 倘若董事認為合適,可製造並安全地保管按本公司公司印章複製但在印面加上「證券」 字樣的正式印章,但遵照該條例第 73A 條,該印章只可用於在本公司行的 證 券 上 及設 立或證明上述已行證券的文 件上蓋印。
cre.com.hk
130.3 The Directors may, if they think fit, provide for the creation and safe custody of an official seal which is a facsimile of the common seal of the Company with the addition on its face of the word “securities”, provided that in accordance with section 73A of the Ordinance
[...]
such seal may only be
[...] used for sealing securities issued by the Company and for sealing documents creating or evidencing securities so issued.
cre.com.hk
需要注意证起草工作具有最高的 水准,确保在各国政府和专家之间 行 充 分 的磋商,以便为获得广泛的批准创造最佳的条 件。
unesdoc.unesco.org
Care needed to be taken to ensure the highest standards in the drafting process and full governmental and professional consultations with a view to creating the best possible conditions for broad-based ratification.
unesdoc.unesco.org
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