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单词 Blue sky law
释义

Blue sky law

中文百科

蓝天法案

蓝天法案 由各州政府负责实施。该类法案用于规范一个区域内的证券交易,以及股票经纪人和投资顾问的注册。美国的每个州都有自己的证券监管机构。这些机构有各种名称,例如,加利福尼亚称之为企业管理部(Department of Corporations),而德克萨斯则为州证券理事会(State Securities Board)。

英语百科

Blue sky law 蓝天法案

The emptiness of blue sky was a metaphor for the fraudulent basis of some securities that laws named after it sought to prevent by requiring disclosures to investors.

A blue sky law is a state law in the United States that regulates the offering and sale of securities to protect the public from fraud. Though the specific provisions of these laws vary among states, they all require the registration of all securities offerings and sales, as well as of stockbrokers and brokerage firms. Each state's blue sky law is administered by its appropriate regulatory agency, and most also provide private causes of action for private investors who have been injured by securities fraud.

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