FSA

This message would be terminally muddled were the FSA to be seen to have cut Prudential slack to help get the deal done.

All this sounds fine, if overdue; but can the FSA really reform itself without a more radical redesign of the system?

One official at the FSA said the bank's oversight hasn't improved much since then.

There should be a clear convergence here between the perspective and responsibilities of the Bank and the FSA.

The Financial Services Authority (FSA), which supervises individual firms, will be recast as a subsidiary of the Bank of England.

The FSA plans, says its chairman, to look beyond single institutions to the systemic risks they may be heaping up in aggregate.

He is, however, right, and his intervention is symbolic of the welcome change in attitude at the FSA since he took charge at the supervisor.

Mr Ambani has not been accused of any wrongdoing by the FSA, and is not represented.

If anyone wants to leave Japan, an FSA official says with uncharacteristic bluntness, "by all means get out. "

Japan's Financial Services Agency says within existing laws it is possible in effect for a brokerage to operate in an unbundled way.

Aides said the FSA would have to finish its investigation first and that it was premature to say whether a public inquiry would be held.

The FSA would not comment on their status, and the final notice did not say whether they profited from the trading.

This penalty sends out a strong message to firms of all sizes that they must ensure client money is segregated in accordance with FSA rules.

In case you don't understand why this perfectly reasonable request was so upsetting, let me spell it out.

From the wreckage of the FSA recon team, sirs. The pilot was the only one who survived.

In the UK, the FSA has been established as a single financial regulator subsuming the responsibilities of the Bank of England and the SFA.

Yesterday Margaret Cole, director of enforcement at the FSA, said the penalties were designed to send a message.

StanChart, he said, had lost out to Asian rivals in battles to recruit bankers because the FSA code bans it from paying guaranteed bonuses.

But only a small minority of those are in corporate and institutional banking, the main areas of concern identified by the FSA chairman.

The Financial Services Authority (FSA) was one of the most permissivebig supervisors in the world.

Al-Asad says a protected buffer zone for his base along the Turkey border and a no-fly zone would strengthen the FSA's position.

The bank discovered the issue in July 2009, reported it to the FSA and received a discount for early settlement, the regulator said.

Headed by the chancellor of the exchequer, it will include the Treasury, the Bank of England and the FSA.

Led by the Financial Services Authority (FSA), it aimed to test how the financial sector would cope with a drawn-out emergency.

The LSE has been the subject of takeover approaches for many months. But it was the US exchange's interest that sparked the FSA's concern.

Even when a deal with Barclays seemed within reach, the British Financial Services Authority vetoed it.

So by getting out of the way of the banks, the FSA hoped to both maintain stability and encourage business to come to "light touch" London.

For the moment, they are overseen by the FSA's banking division, which has already punished two trust banks for dodgy property deals.

If the FSA finds irregularities, it could fine the bank or demand management changes.

The Food Standards Agency (FSA) board said it would be impossible to set up a regime to trace and label food from 'Frankenfarm' animals.

But, thanks to the talented and prolific Jack Delano, and his astounding work for the FSA, we've got one hell of a shot here.

In the cases of Mr Redmond and Mr Shroff, the regulator said no blame was attached to the bank.

Where a firm fails to act accordingly the FSA will take action, " she said. "

In the UK's tripartite structure, both the Bank and the FSA have an interest in its effectiveness.

This additional information is being demanded by the FSA under rules that are to be implemented across Europe by the end of 2011.

Memoranda of understanding were supposed to ensure seamless co-ordination between the FSA, the Treasury and the central bank in a crisis.

John Tiner, the regulator's outgoing chief executive, has made cracking down on market abuse by hedge funds and investment banks a priority.

The FSA, for its part, is not bothered about public disclosure as long as it has the information itself.

The settlement could be made public as early as Monday. UBS would not comment on the allegation. The FSA and Finma also declined to comment.

On Wednesday the Financial Services Authorities banned Mr Redmond for two years from working for any regulated firm.

The FSA said that this was illegal under EU law.

The Bank of England supervised banks until 1998, when the FSA, set up by a Labour government, took over.

FSA accelerating agent: Have to the function of cement accelerating, be applicable to jet the concrete and the engineering of mortar.

The FSA will regulate the sale of these schemes from July this year, which will give it the power to ensure they are fair to home owners.

'These aren't isolated cases, ' said a recently departed senior FSA official who worked on some of the investigations.

I like the heart suddenly turned the FSA bottles , do not know what taste .

The Financial Services Authority, it said, had asked to interview me on such and such a date for 90 minutes.

Little mention is made of a big chunk of the FSA's current duties: oversight of the markets and securities trading.

For interest rate swaps, Japan's FSA has said that, ideally, domestic CCPs should be used to reduce settlement risk swiftly and effectively.

Your account code is quoted above with the FSA categorisation we have applied to your account.

People close to the FSA say it will press on with compensation reform even in the absence of international consensus.

It is an unequal battle: the tanks and heavy weaponry of Assad's troops against the Kalashnikovs of the FSA.

A flurry of co-operation deals have been struck with foreign regulators, from China to the UK's Financial Services Authority.

The FSA rules may prefigure a world where large pools of liquidity and capital remain trapped within borders as insurance against the worst.

"This type of behaviour undermines confidence in the financial services sector, " said Tracey McDermott, FSA acting enforcement director.

The FSA said traders at Credit Suisse had been "treated with too much deference" .

"Redmond's conduct showed a lack of honesty and integrity that falls short of the standards the FSA expects of approved persons. "

Most of this land is essentially what its residents call "Syria hurra" , or free Syria, patrolled by the FSA.

Very soon the FSA will follow with its plans to reduce the administrative burdens.

In short, the FSA had been asleep at the wheel while Northern Rock racked up ever bigger risks.

The FSA should not be creating more red tape than is needed, but nor should it impose less than is necessary.

In response it has increased its scrutiny of credit markets and established an in-house team to monitor the sector.

The unit operates on the basis of open internal communication, can programme trade and is fully FSA compliant.

Two firms are accused of exposing policyholders to "particularly acute" risks and now face possible punishment by the FSA.

The FSA, for one, has for a considerable time seen shortsellers as helping to create liquidity and maintain market efficiency.

The UK's Financial Services Authority on Friday announced its detailed application of those rules.

As envisioned by the FSA, the banks will have to meet three requirements.

On July 5th it banned six mortgage brokers and fined one of them. All six "lacked honesty and integrity" , the regulator said.

The FSA may enjoy its reprieve only until the next election.

FSA (Formal Safety Assessment) is a new technique of safety assessment generalized and applied over the world in recent years.

Mistakenly, Mr Osborne has pledged to scrap the FSA and transfer its role to a complacent Bank of England.

Investment banks are already threatening to take their trades offshore if the FSA goes ahead with proposed new rules on liquidity.

Recent reports suggest banks would have to tie-up about 10 per cent of total assets in government bonds to comply with the FSA standard.

The FSA can train fighters there, and a credible opposition can take shape.

Among those now highlighting the dangers of financial innovation is Lord Turner, head of Britain's Financial Services Authority.

Yet FSA boss Tim Smith says he has 'no concerns'.

The converter modules support the commonly used file formats for storage of sequencing (ABI and SCF) and fragment analysis data (FSA).

Rather the FSA may be approaching the transaction in a prudent but fair spirit.

Ofcom is using a "nutrient-profiling scheme" commissioned from the Food Standards Agency(FSA), an independent body.

But reluctantly I see that there is a purpose to my suffering.

"We are not an incomes regulator, " says Hector Sants, chief executive of the Financial Services Authority (FSA).

The regulator is concentrating on the wholesale area, where the potential for one failure to bring down other institutions is greater.

She added in a statement: "He was aware of FSA guidance and Morgan Stanley's rules . . . but nonetheless he broke them. "

This week the Financial Services Authority launched a new code for bankers' pay to align it more clearly with corporate strategy.

HSBC bought NHFA in 2005 but did not discover compliance problems until 2009, the FSA said.

It means total upheaval at the FSA, although many will keep their jobs and simply reprint their business cards.

As punishment, the FSA last summer barred ChuoAoyama from doing business for two months with almost all of its corporate clients.

The FSA report said Mr Redmond had taken an "extended lunch break" before returning to his desk just before 5pm.

Even by Mr Tamura's admission, the Financial Services Agency (FSA) suffers from undue meddling by politicians.

While he's about it, the FSA chairman might ask the ECB to institute a similar regime for Strauss and his team.

Even by Mr Tamura's admission, the Financial Services Agency (FSA) suffers from undue meddling by politicians.

While he's about it, the FSA chairman might ask the ECB to institute a similar regime for Strauss and his team.

If they can't even get their acronyms right why should one trust them to ask the right questions?

"It's easier said than done, " concludes John Milne, head of Business Continuity Management at the FSA.

"We want a country where people don't overburden themselves with debts they cannot repay, " says a senior FSA official.

" Segregated Account" shall mean a client bank account as defined by and held in accordance with the FSA Rules.

Should that happen, further countries, including the US, will be compelled to emulate the FSA standard, making it global.

However, it is also a recognition of the FSA's inability to act independently in many of these areas.

European Commission officials believe the FSA's interpretation of current laws is mistaken.

Amid the UK's institutional changes in 1997, financial regulation was put in the hands of the Financial Services Authority (FSA).

The exercise was "a wake-up call to HR departments" , says Richard Maddison of the FSA.

The FSA warns that too much caffeine can result in a miscarriage or a baby having a lower birth weight.

True, the FSA has been waspish about allowing the group to count pockets of capital within AIA's subsidiaries towards its group total.

This paper presents a fast full-search algorithm (FSA) for rate-constrained motion estimation.

Men cluster by fires at unofficial FSA checkpoints, eyeing any vehicle suspiciously.

The FSA is betraying its founding principle of representing consumer interests.

Yesterday Paulson admitted this had now fallen to less than 0. 25% - the threshold at which the FSA requires disclosure.

An FSA recon plane was shot down before you were sent in - we could use the date from their black box.

On November 6th Britain's Financial Services Authority (FSA) issued the first in-depth review of private equity by a top supervisory body.

The FSA's role, he says, is to prevent excessive pay awards from destabilising financial institutions.

But in a survey earlier this year, some companies told the FSA they remained vulnerable because of their reliance on public utilities.

We are lucky to have someone in charge of the FSA who realises this.

The UK's FSA has one criminal trial under way, with perhaps another four to follow this year.

The FSA says its measures are temporary, and promises to conduct a review with the Treasury.

The FSA has since opened a review of client money rules and stepped up enforcement of the issue.

The FSA people aren't towering intellects, they said, they just want to tick a few boxes.

He presided over the FSA when the so-called "light touch" regulation was put in place.

Misreading the FSA's cautious approach in the post-crunch world is yet another blot in the group's copy book.

All of which the market regulator, the Financial Services Agency (FSA), takes with a pinch of salt.

The FSA says it may grant waivers to these rules, but only if a bank's main supervisor takes an equally firm approach.

When the FSA finally got around to investigating its own part in the Rock's downfall, it was a catalogue of errors and omissions.

Mr Sants says the FSA has neither locus nor interest in seeking to apply social or moral judgments.

Hector Sants, the FSA's chief executive, is clearly enjoying the new dispensation.

This is in line with proposals by Lord Turner, chairman of the Financial Services Authority.

A more cynical view is that the FSA has survived as long as it has without bloodletting because it is the brainchild of Gordon Brown.

The UK Financial Services Authority is sensibly moving in this direction.

And we will work with the FSA on a lighter regime for insurance services where the potential consumer harm and systemic risk is low.

Consume exist service contract with FSA. FSA will adjust the service contract according to this Form.

The FSA says manufacturers in the UK are fully committed to reducing the level of trans fats to as low as is technically possible.

The FSA has given the AA a package of financial support to facilitate the raising of finance.

Giddy with anxiety, I looked up sample questions on the FSA website.

As a precaution the FSA recently set up a new section to oversee Yucho and Kampo.

giving it power to adjust banks' capital charges to mitigate booms and busts.

There, the FSA has made itself perhaps too much at home.

The FSA is implementing remuneration principles that will ensure banking pay can never again lead to excessive and unmanaged risk.

The move potentially emasculates national regulators in EU member states, such as the UK's Financial Services Authority.

The identities of the traders and firms under FSA scrutiny couldn't be determined.

The FSA has long been opposed to the idea of pan-European regulation.

The FSA has supposedly thrown up obstacles because of the scars left by Royal Bank of Scotland's disastrous takeover of ABN Amro.

The real reason, though, is the FSA's risible performance during the crisis.

The FSA itself says eating breakfast cereal is important to diet, manufacturers point out.

A subsequent review found that 87 per cent of the sales were unsuitable, the FSA said.

Still, the FSA faces obstacles, dissidents say.

Hector Sants, the FSA's chief executive, says his outfit has been seared by recent events but is "tougher and better as a result" .

The FSA has been pursuing its campaign against fraud in the mortgage market, too.

According to the FSA, the French lender misreported 80% of its trades over a two-year period, getting 18. 8m wrong.

The FSA says this is illegal because "novel foods" must have special authorisation before being sold.

Other members of the CEBS have followed the FSA's example and more are expected to do so during 2010.

The FSA now has a special unit watching the handling of client money.

The issue is less existential for the FSA than it is for Prudential.

A. Consume exist training contract with FSA.

The firm's most important firm-specific advantage (FSA) is its ability to market products in multiple regions.

The FSA yesterday declined to comment.

"But the key issue is they have misled us, " an FSA spokesperson said.

Only later, when Mr Jabre left GLG, did the firm ask the FSA to withdraw his licence.

The FSA will focus on supervising the 14 largest firms among about 250 it monitors.

For the past year, the FSA has been attempting to win support for GM on behalf of the Government.

The deal was delayed, it seems, because the FSA got cold feet.

But the FSA has more than 8, 000 pages of detailed rules.

The FSA, an independent food security watchdog in Britain, received a letter from the Sudanese embassy last week.

Only half the household surveyed by the FSA in 2005 were cooking with fresh or raw ingredients every day.

I like and admire Lord Turner, chairman of the UK's Financial Services Authority.

I will address five of the issues raised there: the case for moving the responsibilities of the FSA over banking into the Bank of England;

One of the FSA's proposals, however, does include strengthening the central bank's systemic-scrutiny role;

The FSA said Mr Redmond had expressed remorse, admitted his actions and co-operated with the FSA investigation

the fsa has won plaudits for an approach based more on principles than hard rules

Trading book capital must be "several times" higher, FSA says

FSA and its practical skills to the marine safety assessment

Study on Synthesis of the Reactive Dyes Printing Thicker FSA

Policy Advice on Operational Risks Management by FSA and What China Can Learn

Research of a Network Scan Detection Algorithm Based on the FSA Model

Human reliability analysis in FSA process

Design of Process Model Framework for Simulation Training System of Along-side Liquid Cargo Replenishment Based on FSA

Using FSA to optimize safety management of oil tanker

An Evaluation Method Based on Some Sample Units and Its Applying on FSA

Application of FSA in Marine Power Plant

Study on FSA Model of Ship Engine-Room