CSRC

The document is not on CSRC letterhead and does not clearly indicate where it was directed, said the sources.

That may be so but the CSRC remains cautious on hedge funds, unsure as to quite how much risk they pose.

The CSRC report, if genuine, suggests the matter is more serious since regulators are indeed pushing to restrict the structure.

The CSRC did not respond to a Reuters request to confirm whether or not the report is genuine.

The CSRC statement said the fine was for breaking rules on information disclosure but did not mention more serious abuses.

Well, sort of. The China Securities Regulatory Commission certainly seems to have taken a step back.

The securities regulator, the CSRC, is still considering setting up a stabilisation fund that would buy shares to support the market.

The CSRC shall make afterward inspections on the timeliness, integrity and authenticity of the annual report of the Company.

Prospectuses prepared by the Company shall comply with the relevant provisions of the CSRC.

China AMC's international push coincides with a ban by the China Securities Regulatory Commission on launching new funds in its home market.

The China Securities Regulatory Commission did not respond to requests for comment.

China's securities regulator, the China Securities Regulatory Commission, did not make the final decision to introduce the tax.

The Company shall present the annual report to the appointed accounting firm before filing the annual report with the CSRC.

China's securities regulator is likely to grant the first licences to trade index-based futures within the next month.

No unit or individual may establish or establish in a disguised form a futures exchange without obtaining the approval of the CSRC.

To crack down on insider trading, the consultation paper says the CSRC will expand its supervision of fund managers.

The Credit Suisse approval is the first since the CSRC last December introduced new regulations governing foreign investment in the sector.

CSRC, together with PBOC and SAFE, will review application documents and decide whether to approve the applications or not.

The chairman and vice chairmen of the board of supervisors shall be nominated by the CSRC and be adopted by the board of supervisors.

Guo Shuqing, who took the helm of the CSRC in late October, said in a first public address this month that he wanted to clean up markets.

Those meeting certain criteria will be allowed to register with the CSRC and may get approval to offer public funds.

The chairman and vice? chairman of the board of directors shall be nominated by the CSRC and elected by the board of directors.

Other responsibilities as prescribed by the CSRC or the SAFE in light of the principle of prudent surveillance.

The chairman and vice chairman ( chairmen ) of the council shall be nominated by the CSRC and be adopted by the council.

The CSRC has also tried to support the market by assuring investors that it will control the pace of approvals for initial public offerings.

any other circumstance as prescribed by the CSRC.

Credit Suisse has secured approval to set up a securities joint venture, after the CSRC ended a two-year ban on their creation.

First , the institutional autonomy of the CSRC will be a crucial indicator of Beijing's commitment to post- crisis reforms .

The China Securities Regulatory Commission is circulating for public comment additional draft measures regarding public takeovers.

The deal is still waiting for the approval of China Securities Regulatory Commission (CSRC).

During the risk disposition, by continuous study, conclusion, and improvement, CSRC have worked out series of regulations.

Reviewing the initial examination report produced by the relevant functional department of the CSRC; and.

The listing rules and other information disclosure rules formulated by the stock exchange shall be submitted to the CSRC for approval.

Dedicated Fund sales institutions shall only engage in the Fund distribution business , unless otherwise specified by the CSRC .

The CSRC also said it would soon unveil regulations for qualified foreign institutional investors to trade index futures.

Under the proposals, the CSRC would have the right to conduct on-site investigation of fund managers and custodian banks.

If the events result in the substantive change of the reorganization, the listed company shall re-submit to the CSRC for approval.

The local office of the CSRC may conduct on-spot inspection on the futures company or its business department within its jurisdiction.

The CSRC is also planning to allow employees to own stakes in their fund firms in a bid to create an incentivised organisational structure.

Article 32 The futures company's and its business department's permit shall be uniformly issued by the CSRC.

A Company shall additionally provide other relevant materials in accordance with the CSRC's prudent regulation requirements.

At the end of 2007, the last time the CSRC published quotas, the average size was between $100 million and $200 million.

In the past, underwriters' final call to discuss pricing was not to the issuer but to the China Securities Regulatory Commission.

Article 8 The CSRC shall be in charge of supervising and administering the material asset reorganizations of listed companies.

These investments require the approval of the Ministry of Commerce and the China Securities Regulatory Commission.

As financial derivative products which use more sophisticated in foreign capital markets countries. CSRC in China is still in its infancy.

Other requirements as prescribed by the CSRC in accordance with the principle of prudent surveillance.

The China Securities Regulatory Commission, the stock market regulator, controls issuance of bonds by listed companies.

Article 3 The procedures for implementing administrative licensing by the CSRC shall be governed by these Provisions.

The newly-empowered CSRC took responsibility for the equity markets but nobody wanted to inherit the mess of corporate bonds.

By then, the CSRC was upping allocations for overseas equities for qualified domestic institutional investors.

Article 27 A fund or pool plan shall be used to invest in the financial products or tools as prescribed by the CSRC.

Where laws, administrative regulations or the CSRC provide otherwise for listed securities companies, such provisions shall prevail.

Within five working days after the opening of the RMB special account, the custodian should report to CSRC and SAFE for filing.

Tu Guangshao, vice- chairman of the China Securities Regulatory Commissions, said market regulators were studying a share swap plan.

Article43 CSRC shall implement a conversation reminder system for the senior management personnel of securities companies.

Since 2006, the CSRC has been drawing up plans to approve margin trading and short selling as part of its efforts to develop local markets.

The listed company has objection to the feedback of relevant competent departments of the CSRC.

CSRC will issue special circulars concerning the relevant transfer and subsequent management work.

The CSRC, in line with its usual practice, didn't say how large an investment quota was allocated.

The approval document from the CSRC for granting commencement of its business.

The CSRC and China's Ministry of Finance ministry had no immediate response when reached by phone.

Moreover, the CSRC has the right to freeze the related assets under investigation.

Today, the CSRC is a bureaucracy staffed by political appointees with limited power to enforce regulations.

The innovative closed-end funds and other types of funds as specified by the CSRC shall be analogically governed by these Provisions.

The CSRC is expected to review requirements on foreign acquisitions of domestic brokers in December.

Market participants say the CSRC has also become less involved in decisions about size, timing, and pricing of share sales.

Article 4 The CSRC shall examine, approve and supervise the representative offices subject to the principle of prudent supervision.

The SAFE shall inform the PBC and the CSRC of the results of the annual review of the Foreign Exchange Registration Certificate.

A sponsor shall compile and submit a prospectus and issuance application documents according to the relevant provisions of the CSRC.

and shall, when establishing a non- limitative aggregate asset management plan, report to CSRC for approval.

Policies by the CSRC have been put forward to regulate the fund-rating market.

Article 68 The futures company may entrust other establishments as approved by the CSRC to undertake intermediary business.

The CSRC will also give its approval for more qualified Chinese companies to establish businesses overseas.

Under the guidelines set forth by the CSRC, Shanghai and Shenzhen Stock exchanges started to classify some listed firms as ST or PT firms.

Article 31. CSRC and SAFE should annually review QFII's Securities Investment Licence and Foreign Exchange Registration Certificate.

It released a similar one (subjecting CSRC officials to a one-year waiting period) in 2000, with little impact.

Article 20 The CSRC shall guide and supervise the self-discipline management activities conducted by CFA against futures practitioners.

The deal also needs approval from the China Ministry of Commerce and the China Securities Regulatory Commission.

And caught in the middle of shareholders and the relevant departments, CSRC is currently estimated that dilemma.

The CSRC shall decide on whether to grant the approval within 60 working days upon formal acceptance of the application.

During that period, they will work as research consultants for CSRC's capital market planning and development committee.

The current fund law says the CSRC can do so only with the approval of the legislative bureau.

And the CSRC must manage the fallout from an accounting scandal involving Chinese companies listed on U. S. stock exchanges.

Other circumstances determined by the CSRC according to the principle of prudent supervision.

The CSRC vowed to crackdown on insider trading and "rat trading" by fund management companies.

carry out such other functions as may be prescribed by the CSRC.

The securities company shall file the application for business scope to the CSRC according to the first paragraph of this Article.

Companies whose U. S. listings failed will almost certainly suffer a serious stigma in the CSRC's eyes.

The proposed inspection rules upon which the CSRC was commenting were adopted without change.

(11) other documents required to be filed by the CSRC.

"It is obvious that the CSRC is relaxing the regulations on QDII launches, " says Citic's Mr Liu.

CSRC is also working with other departments to update rules on borrowing funds using stocks as ( ).

Article 7 The CSRC will accept and examine the application materials for establishment as filed by applicants.

Other prudential conditions put forward by the CSRC.

The SAFE shall inform the PBC and the CSRC of the results of on-site inspections.

Other responsibilities as prescribed by the CSRC or the SAFE according to the principle of prudent surveillance.

Neither CSRC nor ChiNext responded to requests for comment.

Article 2 The CSRC shall establish an Administrative Punishment Committee.

(7) Other matters to be inspected by the CSRC.

The CSRC declined repeated requests for comment.

The CSRC recruits will get one year to adapt to China's working environment.

Other responsibilities as defined by CSRC, PBOC and SAFE based on prudent supervision principles.

all other materials prescribed by the CSRC.

The CSRC has been especially cracking down on this practice because it is holding back the development of the mutual fund industry.

Some 32 other companies are planning to come to the market when the CSRC lifts its moratorium on listings , which is expected imminently .

However, the acquirer will be required to satisfy certain conditions, such as valuation, profitability and obtaining CSRC consent.

The CSRC yesterday declined to comment.

CSRC may adjust the above percentages based on the developments of securities market.

Other documents as required by CSRC based on prudent regulatory principles.

The CSRC would "adjust the size and pace" of flotations while the pilot was introduced.

Alleged the poster, 'the CSRC officials would only agree to this because they love poker themselves. '

P. Morgan and Morgan Stanley had privately informed the CSRC that they intended to form joint investment and trust companies in China.

It's not the first time CSRC has imposed such rules.

When the CSRC lifts its ban, all eyes will be on Agricultural Bank of China.

In order to obtain the qualification of issuing new shares, surplus index has to meet the standard of CSRC.

The China Securities Regulatory Commission issued formal regulations requiring senior executives to take the test at the end of last year.

This is also what The China Securities Regulatory Commission expects funds to do, according to analysts.

One Hong Kong-based banker said: "The CSRC is pushing A-shares but recognises that Hong Kong can't be totally cut off. "

As one Goldman banker put it, 'CSRC is our client No. 1 in China. '

"The CSRC will respect the firms' choices and support them whether they choose to get listed in the mainland or Hong Kong, " he added.

having not been banned by the CSRC or any other financial regulatory institution from accessing into the market, or the ban has expired;

The CSRC has a moral duty to inform the SFC of its decision so that Hong Kong investment banks can decide what to do.

an application letter as signed by the board chairman (director-general) or the general manager to the CSRC;

CSRC Measures for the Administration of Margin Financing and Securities Lending Services of Securities Firms on Trial Basis

"The CSRC is so difficult and obviously they didn't like that, " the Hong Kong government official said.

violating the CSRC provisions concerning risk supervision indicators;

By reasonable legal restructuring arrangement, under the current legal system , there is no former cases which fell into CSRC's approval *

CSRC issues provisional rules raising threshold for additional share offers

The securities investment license has become invalid automatically or has been returned to the CSRC;

it shall meet the provisions of the CSRC with regard to futures margin safekeeping;

Permit to Operate Securities Business [CSRC]

Not being prohibited from the securities market by CSRC, or the prohibition has expired;

Thoughts about the analysis in CSRC punishment bulletins

Key Role of CSRC in Explanation and Evolution of Securities Law

Article 49 Before it makes the tender offer, the offeror shall report in writing to the CSRC;

Name of the CSRC's reviewing staff and opinions