securities laws

The securities laws broadly prohibit fraudulent activities of any kind in connection with the offer, purchase, or sale of securities.

Whether or not the banks broke securities laws, their ' pious mission statements stress their commitment to the client.

The Offer Shares will not be qualified for sale under the securities laws of any province or territory of Canada.

Intel has guidelines and policies to help you plan transactions consistent with the requirements of the securities laws.

Securities laws currently require research analysts to personally certify that their reports accurately reflect their views of a stock.

Before its initial public offering, Google issued a number of its options in violation of the federal securities laws.

This press release contains "forward-looking statements" within the meaning of the federal securities laws.

This would enable centralized record keeping, surveillance and compliance checks for possible violations of securities laws and regulations.

Other conducts which are in violation of securities laws and regulations or conducts prohibited by the rules prescribed by the Commission.

Designed "to protect investors by improving the accuracy and reliability of corporate disclosures made pursuant to the securities laws. "

Indian securities laws forbid its nationals from investing in domestic stocks through foreign institutional investors.

Securities laws require companies to treat all shareholders reasonably equally.

Where is the term hedge fund described in the U. S. securities laws?

But I'm not sure he understands the securities laws or the legal definition of fraud.

Use of the corporate form may facilitate the raising of outside capital, subject to compliance with securities laws.

The Securities and Exchange Commission was created in the 1930s to enforce federal securities laws and regulate capital markets.

In 2006, the SEC sued China Energy for violating federal securities laws soon after its shares stopped trading on Nasdaq.

Perhaps this isn't the best mantra, however, for those who want to ease America's securities laws.

The federal securities laws preempt the State Blue Sky Laws.

Perhaps this isn't the best mantra, however, for those who want to easeAmerica's securities laws.

securities laws were not well developed.

Blue Sky Laws are state securities laws.

They also wonder aloud whether the use of traders in China violates American and Canadian securities laws.

The Blue Sky Laws were created to regulate securities industry before the development of federal securities laws.

The Theory and Practice of the Extraterritorial Application of the Securities Laws and its Inevitability

any other conduct which is against the securities laws and regulations or the rules of the Commission;

The Extraterritorial Application of the Securities Laws of the USA and its Inevitability

Enforcement of the Federal Securities Laws

Cocktails, hosted by the British Institute of Securities Laws - Hon. Treasurer, Mr. Tarrant Green, FCA

The British Institute of Securities Laws, Cambridge