securities firms

IT HAS been a year to make even Croesus blush for the big Wall Street securities firms.

It isn't clear how much the banks and securities firms knew about the disarray at the Libyan fund.

For securities firms and customers to redeliver securities borrowed or to compensate for securities entitlements.

The securities firms still standing on Wall Street are about to close the most lucrative quarter since the credit crisis erupted.

The amount of securities business done by the five joint-venture securities firms established since China's WTO entry is still negligible.

Outsize bonuses at big banks and securities firms have never been more controversial.

Haitong meets all the requirements and is expected to fall into the first approved securities firms to do index futures IB business.

Meanwhile, worries are deepening that other securities firms and commercial banks might be on shaky ground.

Expanding this kind of Fed lending beyond securities firms to other institutions would be a major step.

Associated persons of securities firms that have been registered and approved by this Corporation.

The removal of a block on foreign investment in securities firms is likely to anger domestic competitors.

Securities firms shall establish appropriate policies and procedures for position valuation, and review their appropriateness periodically.

Wall Street securities firms do not have access to such astable supply of funding, so they have to raise capital in fickle markets instead.

But the delegation led by vice-premier Wu Yi rebuffed US calls to let foreign securities firms set up wholly owned subsidiaries.

Resolutions adopted by shareholders' meetings of securities firms shall comply with laws, regulations and articles of incorporation.

Article 22. Securities firms should preserve the trading and transaction records of QFII for at least 15 years.

The settlement also included a provision that securities firms erect a firewall separating analysts from investment-banking operations.

Chinese state-owned securities firms dominate the market for A shares bought and sold in mainland China.

Securities firms shall prepare one copy each of the monthly accounting statement, and the income statement and attachments.

The amount of securities business done by the five JV securities firms established since China's WTO entry is negligible.

It has also entered an open-ended commitment to use its discount window to back stop major securities firms.

Foreign investment banks are seeking to acquire stakes in domestic securities firms, and so be able to underwrite and trade local stocks.

Article 30 Securities firms shall not supply false or inaccurate information in any of their reports to this Corporation.

Bear Stearns, like other securities firms, depends on continuous loans to fund its daily operations.

That means misery for securities firms with exposure to commercial-real-estate loans and commercial- mortgage-backed securities.

Finally, it would lift the ban on foreign companies taking minority stakes in existing securities firms.

By obeying national regulations, securities firms can issue, trade and sell securities financial products.

Fourth, it would grant joint-venture securities firms a full licence instead of the present one which allows only underwriting.

Central bank officials took an extraordinary step in expanding the discount window to securities firms earlier this year.

JV securities firms to be granted a full license (access to secondary market) instead of the present one which is limited to underwriting.

For securities firms to fulfill settlement obligations on securities trading markets.

The two are to be the first securities firms to establish their own buy-out funds.

Banks and securities firms used this highly liquid world economy to deepen and diversify their operations.

Grant JV securities' firms a full license instead of the present one which allows only underwriting and distributing.

For securities firms to cover shortfalls of securities in connection with short sales.

At the same time, structured products issued by the local securities firms create the fever during the bullish atmosphere.

This is a core business for most securities firms for thousands of stocks, bonds, currencies, commodities, and other securities.

Opportunities for foreigners to invest in Chinese securities firms don't crop up often.

The paper finally proposes a series of measures regarding equity incentive plan for securities firms.

In the first three days of this new era, securities firms borrowed an average of $31. 3 billion a day from the Fed.

Securities firms will be requested to post the information at their places of business.

Article 1 These Terms are prescribed under Article 11 of the Regulations Governing Margin and Stock Loans by Securities Firms.

The non-monetary property amount shall not exceed 30% of registered capital of securities firms.

We also pioneered, along with other securities firms, a new trading platform for fixed income securities called BondBook.

Administer securities firms trading on GTSM.

In 2009 banks, securities firms, and insurance companies lowered their combined losses from a staggering $213 billion to just $20 billion.

The Fed traditionally trades with 18 securities firms called primary dealers.

Note: In order to avoid unnecessary losses, the site recommends that investors consider large securities firms .

Guoxin Securities Co. , Ltd. is a large multi-national securities firms.

These assets include banks such as Shanghai Pudong Development Bank and securities firms such as Shenyin Wanguo.

China has agreed to expand opportunities for foreign securities firms in China and auto finance companies.

US accounting firms, banks, insurance firms, securities firms and other service-providers are all doing well in China.

They can also take deposits, be used to pay bills and transact with insurance and securities firms.

That is what a number of securities firms have been quietly doing.

The 33% limit on foreign ownership in JV securities firms to be raised and open the industry to majority foreign ownership.

The listing or trading at the places of business of securities firms of the preferred stocks with warrants of a listed or OTC company;

CSRC Measures for the Administration of Margin Financing and Securities Lending Services of Securities Firms on Trial Basis

The Prospects of Alliance between Banks, Securities Firms and Insurance Companies and the Relevant Challenges to the Regulators

Recent Development Tendency of the Foreign Investment Bank and Countermeasures of China's Securities Firms

On New Product Development and Innovation in Asset Management Business in Chinese Securities Firms

Regulation on Supervision and Administration of Securities Firms

Strategy Adjustment of Securities Firms in Current Context

Supervision on Capital Bottom Line of Securities Firms

Regulation on Risk Management of Securities Firms

Three Business Models of Securities Industry and the Future Choice of Domestic Securities Firms

The Study on Underwriting Business Appraisal System of Securities Firms

Analysis on the Current Competitive Environment of and the Measures for Our Country's Securities Firms