securities

Speculation mounted that it would soon offload Nikko Cordial Securities, its Japanese broking unit, which it bought only a year ago.

Regulators said Deutsche Bank's local securities unit would not be able to trade shares and derivatives on its own account from April.

In the meantime, the bank has segregated troubled securities tied to U. S. real estate into a separate workout portfolio.

If commercial banks were to be protected, they should not be allowed to gamble in the securities markets.

He gave warning that Lehman, with its trillions of dollars of debt and high exposure to mortgage-backed securities, was at risk.

During securities trading, corporate entities are now allowed to open accounts in the name of individuals for conducting securities trading.

Before joining the bank, Wang was a chairman of the China Securities Regulatory Commission in charge of stocks and investment funds.

But it would apply to all subordinated securities and would be at least equivalent in value to the common equity.

As a hedge, Gaines recently added Treasury Inflation-Protected Securities, or TIPS, to his and his wife's retirement accounts.

As investment securities daily needs, but canteens , soy oil or how much investment value?

China was one of the very few Countries that continued to maintain a separation between commercial banking & the securities industries-.

At once he began to shorten sail, to invest only in the soundest securities, and to convert all his weaker ones into cash.

On top of that, they were able to pass the risk off to mortgage insurer or package these mortgages as mortgage-backed securities.

The client hereby assigns all his claims to the Bank and endorses any of his securities which are not bearer instruments or blank endorsed.

IPO underpricing is all the issue of the securities market, China's securities market shares particularly high degree of under-pricing.

For this spring, something of a paradox is hanging over the mortgage-backed securities world.

As well, it said it intends to ask securities regulators in Canada and other jurisdictions to investigate Muddy Waters' trading activities.

There have been a tremendous number of empirical studies documenting anomalous regularities in the securities rate of returns.

The bank created and sold Hudson Mezzanine, which contained residential mortgage-backed securities from its own balance sheet, in late 2006.

So if the SPV sells the securities at a loss, the bank will have to pay for the loss out of earnings.

It announced today that it will buy up to 300 billion dollars in long term Treasury securities over the next six months.

The U. S. Securities and Exchange Commission is probing Sokol, a person familiar with the matter said on Wednesday.

The Fed is now trying to push down long-term interest rates by buying mortgage-backed and perhaps Treasury securities.

However, in a filing with the Securities and Exchange Commission on Monday, H. P. said it had modified its separation agreement with Mr.

The next day, Bear informed the Securities and Exchange Commission that it would fail if nothing was done.

IT HAS been a year to make even Croesus blush for the big Wall Street securities firms.

If he ends his art-auction activity, Cai said he may focus on his real-estate and securities trading businesses.

ETF Securities is also starting a fund, but hasn't specified how much copper it will hold.

Still, the point of bond rating agencies is to do research on securities that other investors may not know well.

They would be paid by investors to securities assets or to hold them in safe-keeping, while the risk of loss would be transferred.

But Ernie Hon, a strategist at ICEA Securities, said he expects bullish sentiment in the U. S. will continue to support the local market.

Under US securities law, Mr Picard seems to be on shaky ground with a lot of this.

One important element of the flight from the USD has been a synchronous exit out of longer-dated US Treasury securities.

Markets where there are many participants and a great deal of activity, thus ensuring that securities can be sold rapidly at fair prices.

MBIA sued Credit Suisse, alleging the bank fraudulently sold securities backed by loans that did not meet underwriting standards.

Every time he opened his mouth this summer he said we need to fix the housing market and buy mortgage-backed securities.

The company was a leader in creating and marketing some of the exotic securities that have been at the heart of the credit crunch.

If the market for auction-rate securities had been a bank, you would have said that it had suffered a run.

Business on the own account of a securities company must use the company's own funds and legally raised funds.

He said he didn't know there were issues related to the pricing of securities when the company reported earnings last week.

It has transferred authority over the issuance of corporate bonds to a more liberal regulator, the China Securities Regulatory Commission.

Any change in or waiver of this Code shall be promptly disclosed through a filing with the United States Securities and Exchange Commission.

if the relevant securities have been issued, a fine of 1% up to 5% of the illegal proceeds as unlawfully raised shall be imposed.

Although this was better than expected, the German bank recorded a sharp fall in revenue from investment banking, trading and securities.

It isn't clear how much the banks and securities firms knew about the disarray at the Libyan fund.

The Securities and Exchange Commission is expected to review the incident, according to a person familiar with the matter.

Article 4 A subordinate debt of a securities company with a term of two years or more shall be a long-term subordinated debt.

Mizuho Securities spokesman Toshimitsu Okano declined to comment on how much revenue the team has so far generated.

He traded derivative contracts, using the bank's money, based on securities included in ETFs, according to people familiar with the matter.

Although many of my friends like all the funds within a time into the securities market, but I agree that the money invested in batches.

Thus, China does not appear to have been a crucial buyer of Treasury securities for the past year or so.

He said it was in discussions with several Chinese groups with a view to launching a fixed income and securities business.

However, Li Xianming at Ping An Securities in Shenzhen said the first-day close had been lower than seemed likely a few weeks ago.

But today we read in the WSJ that China has seen the cracks and is getting ready to invest in commercial mortgages and related securities.

The other major asset possessed by the Fed is the total of U. S. government securities it has purchased and amassed over the decades.

One of his priorities is to seal a joint venture with a Chinese securities firm so that the U. S. bank can work on domestic share sales.

Now its price is only over 5, you can buy as many as you can. Then you needn't come to the securities firm until when I tell you to sell it.

A conservative securities portfolio could even be given something of a boost by investing a percentage of the capital in warrants .

"Currently, only securities and trust companies are allowed to be majority shareholders, from a strict reading of the rules, " it says.

Of course, the company is not going to have to make good on all that insurance: the underlying securities are not all going to zero.

"It is good that they are starting to see some of the early benefits of that, " said Michael Hecht, an analyst with JMP Securities.

While Whitney acknowledges that this class of securities is unlikely to see defaults, they still place a huge burden on the future.

The Securities and Exchange Commission is also trying to make it easier for shareholders to nominate people to boards of directors.

Eventually, they could gradually sell mortgage securities, but such a move would be unlikely in the early stages of tightening.

The securities transaction shall be carried out in the form of spot goods as well as any other form as prescribed by the State Council.

The Securities and Exchange Commission has brought separate civil charges in the matter that are still pending.

During the last three years it has not acted as an agent for investors in engaging in the sale and purchase of securities.

The Fed could consider re-opening its program of buying Treasury bonds or other securities to try to increase the money supply.

The bank charter would not allow it to flood the economy with money the way the Fed has done through its huge purchases of securities.

As of June, China was the largest single holder of U. S. agency debt, and is one of the world's largest overall holders of U. S. securities.

Also needed, he said, is reform of securities markets and to put in place measures to wind down financial companies that fail.

The issue was that all big banks were stricken with toxic mortgage securities, and nobody knew how big their losses would be.

"Everybody was rather staggered to see such a strong number, " said Richard Jerram, chief economist at Macquarie Securities in Tokyo.

A spokesman for the Securities and Exchange Commission, which is investigating the matter, declined to comment on the disclosure issue.

This is a clear demonstration of how derivatives and synthetic securities have been used to create imaginary value out of thin air.

Prices of some derivative securities are so low that they seem to factor in a complete collapse of the U.

These materials do not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in the United States.

In 2006, one potential investor actually branded it a Ponzi scheme and took his suspicions to the Securities and Exchange Commission.

Authorities said they were investigating four people working in the securities sector with regards to the matter.

Well, sort of. The China Securities Regulatory Commission certainly seems to have taken a step back.

Kang Jingdong, an analyst with Cinda Securities, said the outlook for acquisitions like this one was not bright for the industry.

The move will follow the Wall Street bank's admission last week that it had lost almost $8bn in its mortgage-backed securities business.

Mr O'Neal's departure follows the company's admission last week that it had lost almost $8bn on mortgage-backed securities.

Like Mr Trichet, Mr Paulson said the complexity and global distribution of the securities at the heart of the crisis would prolong it.

U. S. securities markets, nearly always behind the curve, have gone into a state of panicky volatility.

The Securities and Exchange Commission is investigating Mr Sokol's trading, according to a person familiar with the matter.

A spokesman for the Securities and Exchange Commission said the fraud was of shocking magnitude and that has spread around the world.

The company has cooperated with the U. S. Department of Justice and the U. S. Securities and Exchange Commission since the probe began.

I'd never really examined the actual securities in the fund, so I decided to see just what was in it.

The company formerly known as the "Xi'an Securities Financial Service Center" , attached to the Xi'an City Department of Finance.

Through the money market, you can buy fixed-income securities, primarily short-term securities that last less than a year.

Without permission of a stock exchange, no entity or individual may announce any up-to-the-minute quotations of securities trading.

Forty years on, she now jets between London and Beijing with the aim of making a tidy profit for her company, Evolution Securities China.

The Securities and Exchange Commission is investigating the matter, a person familiar with the situation has said.

Next it has not stipulated the general provision of the negotiable securities liability tort.

That won't matter if panicked investors go on strike and stop buying financial securities of any kind in Europe.

When it announced new stock listing rules over the weekend, the Chinese securities regulator was trying to end a decade of underachievement.

However, he said, such as to be returned to China Securities Depository ( CDR ) form a more favorable market in the Mainland.

The company has decided to earmark a portion of this year 's profits to invest in securities .

Overly bullish analysts and conflicts of interest have been a problem in the securities industry.

The company guards its customers' identities, although some of them are named in its Chinese-language filings to securities regulators.

In a brief announcement on its website, China's securities regulator said it had approved a transfer of more than 5 per cent of CICC shares.

With the dollar likely to weaken against the renminbi over the medium term, the last thing Beijing wants to do is buy more US securities.

But he is prepared to take long positions across mortgage securities, banks and finance houses as prices fall to his target levels.

Certainly, the bank is in better shape than its arch-rival Citigroup, having largely avoided the most toxic subprime securities.

"There will be a quick rebound of the market but the impact tends to be shortly phased, " said Mu Qiguo of Guangda Securities in Shanghai.

Citic Securities would have access to Credit Agricole's institutional broking platform in Europe and the U. S. as well.

The Japanese company also is the subject of an investigation by the Securities & Exchange Commission and a federal grand jury.

"In a nutshell, a soft-landing, or government bailout, would be better than a hard-landing, " said UBS Securities analyst Tatsuo Yoshida.

I make no attempt to forecast the general market - my efforts are devoted to finding undervalued securities.

Share certificates with an issue price above par value must be approved by the securities administration departments of the State Council.

Briefly summarizes the general study of the theory of the securities transaction tax.

A spokeswoman for the couple said the Securities and Exchange Commission never accused Mrs. Ansari of insider trading.

DEFENDANTS in American securities suits do not always know how strong a hand they hold.

Shanxi Securities above insides said that the company has not further the intention of the introduction of strategic investors.

Finding a securities partner in China is 'one of the things we would consider, ' but 'it isn't a panacea by any stretch, ' he said.

Other content required by securities regulatory institute or believed to be reported by the company.

Some asset classes (particularly illiquid ones) can be subject to a "rowing boat" effect. Mortgage-backed securities were a classic example.

Most of the damage was caused by mortgage-related securities issued in the last two years of the housing bubble.

You could still run Intex, first for each of the securities and then for the CDO, but it could be a slow process.

Galaxy Securities report, due to state and local taxes are not the total oil data, oilman usually reduce fuel tax increase of non-oil taxes.

Should a million dollars be sold to the man in the front row for his bundle of 2006-vintage toxic mortgage securities?

Investment banks touting mortgage-backed securities from America found a particularly receptive audience at SachsenLB.

Mao Nan, analyst with Orient Securities, agreed that the company's shares had been quickly overvalued.

The MARS application provides a complete set of financial documents that are filed with the U. S. Securities and Exchange Commission (SEC).

The project was commissioned by Land Securities property developer that wanted to creatively divide large office space in London.

But I cannot understand why we are still allowing the trade in credit default swaps without ownership of the underlying securities.

Under new accounting rules it will have to hold additional capital for the off-balance -sheet vehicles used to securities credit-card debts.

So my question is, in the next five years, what will be the focus of your regulation effort towards the securities market?

Given the recent explosion in leverage, the challenge is unlikely to be one of mispricing of the toxic mortgage-backed securities alone.

Last week Bear's funds, besieged by disgruntled investors, offloaded securities with a face value of at least $4 billion to free up capital.

You slice and dice and repackage high-risk loans into securities that seem to be solid.

Another speaker at the financial planning conference was a woman named Kevin from the Oregon Division of Finance and Corporate Securities.

The central bank said it would buy up to an additional seven hundred fifty billion dollars in mortgage-related securities.

It does not compare the relative strength of two securities but the internal strength of the price moves of a single instrument.

By far the best way for investors to protect the money they put into the securities markets is to do research and ask questions.

The liquidity of subprime-mortgage securities was at the heart of the credit crisis.

A good program should allow you to add your own indicators to the system and let you scan lists of securities according to your parameters.

The Japanese market for medium-term bond financing, but it is also referred to as a repo market. Securities acting as collateral . . .

The RBI also pushed up the requirement for banks to hold at least 25 per cent of their deposits in government securities from 24 per cent.

Alex Huang, an industry analyst from Mega Securities said the market expects further rate increases in each quarter this year.

To offset this extra liquidity, the bank "sterilized" the increase in foreign reserves by selling securities to banks.

Richard Jerram, economist at Macquarie Securities, said the decline was unprecedented.

The pace could be very slow and very far away from normalisation, " said Seiji Adachi, senior economist at Deutsche Securities in Tokyo. "

Still, selling complex CDOs is not the equivalent to making a market in stocks or other widely traded securities.

From China Merchants Securities and Everbright Securities information has fully proved this point.

A better system might be for auditors to be employed directly by the securities regulator who would then negotiate fees with the client.

A person who buys commodities or securities in anticipation of a rise in prices or who tries by speculative purchases to effect such a rise.

To see the system at work, look at auction-rate securities, a sort of long-term debt invented in the 1980s.

A generic term used to describe the total number of securities or contracts traded in any particular period.

A second vehicle would be set up to solve the liquidity problems in AIG's securities-lending business.

For now, few governments in Asia seem ready to issue inflation-linked securities.

Mr. Lauren intends to sell up to 11. 35 million shares in the company, according to a filing with the Securities and Exchange Commission.

London Stock Exchange today has more than 200 years of history, can be regarded as the originator of the Securities and Exchange world.

THE Singapore Exchange as the regulator of the securities market ought to be setting the benchmark for corporate governance.

However, he said: "China will resume the approval of setting up securities companies in the second half of the year. "

Arrogant or defensive people are also usually insecure; in an attempt to hide their in securities , they belittle or blame others.

Treasury securities, including bonds, have become incredibly easy to buy online. The U. S.

John McCormick, RBS Asia-Pacific chairman, said the deal would let it "participate fully in the opening up of China's securities market" .

settlement: an act that discharges obligations in respect of funds or securities transfers between two or more parties.

Wang Dongming, Citic Securities' chairman, has long harboured ambitions to transform Citic Securities into a truly international company.

People familiar with the situation said the US bank had agreed a partnership with Central China Securities, a mid-sized brokerage.

Although filings of securities class actions have been falling since 2005, the overall value of settlements has continued to rise.

Research by strategists at SG Securities in London also reveals that even equity analysts are starting to get worried.

The idea is to use private capital and private asset managers to help set a market value for the securities. Exactly how is not clear yet.

The securities laws broadly prohibit fraudulent activities of any kind in connection with the offer, purchase, or sale of securities.

It is almost certain that the companies will no longer be allowed to hold a substantial in-house portfolio of securities.

"Until you see a bottom in home prices, people are not going to be confident about the market in homes or in securities, " Mr Pandl said.

The investors were sophisticated (on paper, at least) and the securities unregistered, reducing underwriter liability.

The securities regulator, the CSRC, is still considering setting up a stabilisation fund that would buy shares to support the market.

Rob a bank rob a man of his savings by selling him worthless securities.

The big national banks wanted more of the mortgage securities market--and wanted to see Fannie shackled.

An investment bank undertaking such a deal issues batches of new securities backed by this portfolio.

The name of a securities registrar and clearance institution shall include the words "securities registrar and clearance" .

For securities firms and customers to redeliver securities borrowed or to compensate for securities entitlements.

At the end of 1993 the company set up in 2001 for the restructuring GF Securities Co.

Zhang Shibao, an analyst with Merchant Securities, said that prices were likely to be weak up to the Lunar New Year.

"Those are the securities most vulnerable to some sort of change" , said Joseph Abate, strategist at Barclays Capital.

Business on the own account of a securities company must use the companys own funds and legally raised funds.

Peng Yunliang of Shanghai Securities said the anaemic first-day jump recorded by recent IPOs reflected greater rationality by investors.

In fact, risk was rising to dangerous levels at Citigroup as the bank dove deeper into mortgage-backed securities.

Administrators have had to fight for access to information from Lehman New York, and from securities depositories worldwide.

The last piece of the Geithner plan comes soon: Buying toxic loans and securities, mostly linked to real estate, from the banks and others.

The company, which has denied wrongdoing, remains under investigation by the Ontario Securities Commission.

The magnitude of the expansion of the money supply is reduced by the portion of securities proceeds and bank loans that are held in cash.

The Securities and Exchange Commission says a private company must report financial information if it has 500 shareholders or more.

The end of the Federal Reserve's scheme for purchasing mortgage-backed securities has already led to a jump in the rates paid by homebuyers.

Youcould invest in United States government securities maturing in a year.

Hardly a week goes by without an unflattering light being shone into some corner of America's securities industry.

When a decline other than temporary has occurred, the carrying amount of such securities will be reduced to its fair value.

Some industry insiders said Southwest Securities brokerage is likely to be the last one backdoor .

Banking - Securities - Movement order for a financial instrument not authorized in the operations of a central depositary.

Mr. Peterson is the General Manager of a British Securities Company's Asian subsidiary in Taiwan.

A common measure of this, says Mr Barnes, is the American monetary base plus United States securities held by the Fed for foreign countries.

Particularly disappointing was the institutional-securities (ie, investment banking and trading) division, the engine of the group.

Even if the securities had been labelled correctly, however, there was something wrong about the entire way that Wall Street behaved.

The U. S. Securities and Exchange Commission sued the company in 2004. Investigators found no billboards on sides of trucks.

Among them, the controlling shareholders have the most influence through the means of financing in the securities market to pay dividend.

the "golden sunlight stock pond" - the client countries Show letter Securities "Golden Sunshine" up-to-date stock selection pool.

The Company shall monitor any unusual trading activity in the securities and derivatives of the Company and media reports on the Company.

WILLIAM McDONOUGH: The head of a securities firm or a bank is not paid to be a patriot.

Whether or not the banks broke securities laws, their ' pious mission statements stress their commitment to the client.

And although capital levels are better than before, the quality of the loans and securities that banks hold is still unclear.

Should be in the requirements of the Securities and Futures Commission, Everbright Securities for an explanation of the pricing issue .

Why was a firm like Mr. Paulson's allowed to choose the securities in the CDO it was planning to bet against?

The China Securities Regulatory Commission said raising the quota of the scheme was a step towards opening up the sector.

When the Fed purchases public or private securities or makes loans to banks or to other private firms, it must finance them.

Had he remained in Beijing, Hong King's Securities and Futures Commission would not have been able to touch him.

Therefore, the various countries securities law established the information to disclose the system without a single exception.

For Mr Wang, the tie-up was a part of his plan to transform China's largest brokerage into an international securities firm.

The Securities and Exchange Commission is investigating why it did not take action against him until now.

Changes in economic conditions affect some securities differently, but the impact of any single asset category is minimized.

Roadshow : A presentation of a new securities issue to potential investors , often in a number of different financial centers .

He was the chairman of the recent committee on Corporate Governance appointed by the Securities and Exchange Board of India (SEBI).

It is clear that such an application for a post, telecommunications, insurance, banking, securities industry customers are very attractive.

Lucie's face, more than any other, would eventually become synonymous with millennial Tokyo's anxieties, aspirations and in securities.

China AMC's international push coincides with a ban by the China Securities Regulatory Commission on launching new funds in its home market.

and assess the implications for securities valuation of any financial statement element or transaction.

The disorder brings about a great impact upon the national securities market and a great loss to investors.

It refers to the total value of a company's securities at current prices as quoted on a stock exchange.

As the securities started to fall in value, investors around the world sold out of bond and stock markets.

Security exchange personnel with inside information are not allowed to engage in securities trading activities using inside information .

However, last September the Securities and Exchange Commission, the US regulator, cleared her of any wrongdoing.

The concept of rational investors to invest in training from two aspects: first, the securities market and trading environment improved.

Magnetar says it was arbitraging between the different layers of securities and was "net long" , rather than engineering a short.

We've got to look at more liberalization in the securities industry, so companies can raise capital more easily.

They would never have taken such a punt on high- yield securities or equity tranches of collateralized debt obligations (CDOs ) .

The China Securities Regulatory Commission did not respond to requests for comment.

The securities firms still standing on Wall Street are about to close the most lucrative quarter since the credit crisis erupted.

The recapitalisation scheme outlined here would suffer from none of the difficulties of reverse auctions for hard-to-price securities.

China's securities regulator, the China Securities Regulatory Commission, did not make the final decision to introduce the tax.

During the crisis, such differences meant big losses on securities sometimes didn't show up in measures of capital.

Mr Vinals said markdowns on securities "would be likely to be somewhat better now" following the improvements in financial markets.

The Treasury would also be buying low, though granted, buying very troubled mortgage securities and probably not at a rock-bottom price.

Common stocks: Common stocks, also known as equity securities or equities, represent ownership shares in a corporation.

Crandall estimates the Fed will rake in $50 billion a year on its portfolio of mortgage securities by next year.

Actions could include purchase of more government securities to keep interest rates low, he said.

That means that until Jan. 1, the banks could have less cash in hand to lend to clients or to invest in securities.

The Department of Justice is investigating the company for giving subprime mortgage securities top ratings just before they imploded.

In terms of the investment portfolio, short-term securities normally carry lower yields than comparable longer-term securities.

The Company also announced a new commission rebate scheme for the brokers of HT Securities, its wholly-owned securities brokerage arm.

Whether the illegal securities activities involve a crime shall be determined by the public security or judicial authority.

A second pan-EU body would thrash out standards to be applied to day-to-day supervision of banks, insurers and securities markets.

regulators are working through iosco , an international body of securities regulators , to attempt to whittle down these differences.

He failed to identify toxic mortgage securities as a big problem in the bank's own portfolio .

Negative Carry A transaction where the cost of financing exceeds the yield earned in a securities or financial futures position.

It has begun talks with the Securities and Exchange Commission (SEC) over permission to trade thousands of unlisted corporate bonds.

men must never suspect that you think they share women's in securities.

Another option is to embark on QE3 or to increase the average maturity of the Fed’ s current securities holdings.

The chairman of the Securities and Exchange Commission, Christopher Cox, says naked short selling is not out of control.