securites

The activity of securites market, in terms of overall financial and economic development, is unassailable.

As the research foundation. it effectively instructs the design and develop of the securites on-line concentrated trade system.

Securites companies that is set up in Chinese territory shall implement compliance management based on this provision.

Article 5 Securites companies shall formulate basic system for compliance management and implement it after approval from the BOD.

Securites become a kind of currency, traded in the socalled "secondary market" at fluctuating price.

Article 8 Securites companies shall set up director position of compliance management.

Interim Provisions on Compliance Management of Securites Companies is hereby announced and shall take effect on August 1, 2008.

Acquired senior management qualification of securites companies;

Securites companies shall report the rectification result to local regulatory bureau;

Interim Provisions on Compliance Management of Securites Companies

An English-Chinese Glossary of Securites, Futures and Financial Terms

The Analysis About Herding Behavior in Chinese Securites Market

An Evaluation of Resent Development of European Union Securites Law