brokerage

He said the brokerage Orient will move rather quickly too.

The brokerage firm that employed him changed hands more than once, but he continued to work out of the same office in Worcester.

The brokerage's sudden fall was a stark reminder of the fragility and ferocity of a financial system built to a remarkable degree on trust.

'It is very easy to read too much into the data, ' said Antoine Halff, deputy head of research at commodity brokerage firm Newedge USA.

Afterward, the reporter learned that, He Jie's brokerage firm is actively seized of the matter, believe will soon get to the bottom.

Japan's Financial Services Agency says within existing laws it is possible in effect for a brokerage to operate in an unbundled way.

"I just feel like I should give it a try, " she said, as she opened a share-trading account at a brokerage office in Shanghai.

Others argue that the firm, Japan's biggest brokerage, will miss out on any rebound in the markets if it cuts too deeply.

Buying a piece of Bear Stearns was attractive to KKR as an entree into the lucrative brokerage business at a time when prices were cheap.

He said he had no intention of selling the bank's Smith Barney brokerage and financial advisory business.

'The renminbi can be a driver for creativity and overall development' for his brokerage, he said, using another name for the yuan.

However, they added that Citi had not experienced unusual movements in deposits, corporate balances or prime brokerage accounts.

Brokerage offices that were almost empty a year ago are now packed with young and old would-be speculators.

At the beginning of this comprehensive renovation, brokers' profit mainly comes from brokerage, investment bank and self-managing.

A source with pub brokerage of the street said the street should be built and operated like Beijing Houhai Pub Street but failed.

But until Chinese investors can also invest overseas the long lines like this at brokerage houses are likely to continue.

"We've seen a very big deleveraging from managers, " said the head of one large prime brokerage.

Such a basic violation of the rules of futures brokerage also raises questions about the supervisors, and whether they are up to the job.

[color=#000000]Schwab was one of the first to slash the price of equity trades in 1975, when fixed brokerage commissions were abolished.

People familiar with the situation said the US bank had agreed a partnership with Central China Securities, a mid-sized brokerage.

Only days later, Beijing announced that the brokerage industry would remain closed to foreigners for at least another year.

BARBARA WAAS used to be a book-keeper for a small brokerage firm.

The aggregate operating fund appropriated by a currency brokerage company to its branches shall not exceed 50% of its registered capital.

"It's another bloodbath with equity markets in a state of panic, " said Jimmy Yates, head of equities at brokerage CMC Markets.

He made 528 trades and was subsequently charged $222, 000 in hypothetical brokerage during the contest.

Some industry insiders said Southwest Securities brokerage is likely to be the last one backdoor .

Beijing Good View Property Agency Company Limited is one of the best high-end real property brokerage firms in Beijing.

For Mr Wang, the tie-up was a part of his plan to transform China's largest brokerage into an international securities firm.

It was obvious that Mace recognized instantly the top item -one of the brokerage transaction slips .

No brokerage firms or banks were immediately willing to go on the record with a view on the measure.

Traditionally, Bear Stearns, Goldman Sachs and Morgan Stanley have had the dominant prime brokerage units both in the US and overseas.

At the management level , according to Mr Steinberg, prime brokerage is now considered one of the most attractive for senior executives .

The Company also announced a new commission rebate scheme for the brokers of HT Securities, its wholly-owned securities brokerage arm.

assume Groupon partners with a retail brokerage firm that could issue Groupon stock as a deal of the day.

First, it flushed out a lot of the more speculative retail money, the day-traders who had been thronging to local brokerage halls.

In the "Unlikely" scenario: Mr. Madoff, who acted as a broker as well as an investor, was "front-running" his brokerage customers.

A securities brokerage company must expressly display the word of brokerage in its name.

Allows a brokerage to use securities in an account as collateral when providing loans. Must be signed when opening a margin account.

Prudential Financial Inc. has a minority stake in the bank's brokerage unit, created in a joint venture in 2003.

'I must confess to you, ' Peterffy said during his speech, 'that I was an ardent proponent of bringing technology to trading and brokerage.

That cost the brokerage a chance for capital and a coveted endorsement of Bear Stearns's creditworthiness.

get a loan from a pension fund, and deposit paychecks in a money-market account with a brokerage firm.

The commission or fee charged by a broker. In the US, this term is commonly used to refer to a brokerage . . .

"Gold is still an exceptional buy, " said Frank McGhee, the head dealer at Integrated Brokerage Services LLC in Chicago.

An investor reacts as he checks stock information with a computer at a brokerage house in Hefei, Anhui province December 1, 2011.

The standard practice for all employees, spouses and dependents is to open brokerage accounts in-house or with designated brokerage firms.

Curve B could represent the frequency of the number of days required to sell a real-estate brokerage business.

The sum of all those brokerage statements adds up to the market cap (capitalisation) description and nothing more.

Rich Nelson, director or research at brokerage Allendale Inc, said 'It's rare for government officials to single out a single commodity. '

The body is the capital of revolution, brokerage firms should also consider the bearing capacity and endure artist, not squeeze artist!

At present, the income of the brokerage is one of the main the resources of the Security company.

a brokerage account of someone who sells short (sells securities he does not own).

By contrast, it can take a day or two to pull a big chunk of cash from a savings account and plunk it into a brokerage account.

We offer expedited and standard air freight, ocean forwarding, customs brokerage, documentation and banking services across the globe.

A quickly concocted loan, guaranteed by the government for up to 28 days, allowed the brokerage to open its doors that morning.

Mark Woodmansey, a brand manager with the brokerage, said he has already sold three boats on the first day.

They all have arms to help them diversify; arms that may include leasing, securities brokerage, real estate and trust operations.

Several foreign banks are pushing for permission to acquire control of a local brokerage and gain a slice of the booming IPO market.

The deal marks the biggest step so far by a Chinese group into the UK small and midcap brokerage market.

This paper originates from exploration and thinking over the stock securities brokerage business during the author "s actual work . "

Steven Dashevsky, chief economist at Aton Capital, a Moscow brokerage, said a Medvedev presidency would be "a major positive development" .

Brokerage? type securities companies are allowed to operate brokerage business only .

Still, across the trading and brokerage divisions, top Bear players are fielding offers from competitors, say current and former employees.

You'll always get people like the worst commissioned salespeople in the mortgage brokerage business.

brokers item is not on file, the lack of demonstration of the brokerage business, assessment and feedback, business philosophy lagging.

It has leading positions in consumer banking, treasury and markets, asset management, securities brokerage, equality and debt fund raising.

Watercolor material language of art concepts and art a means of emotional transfer, brokerage and containers.

The central bank's official magazine article said that margin trading will become one of five general business in a brokerage.

its principal activities are the provision of brokerage services , underwriting services and securities margin trading to retail clients.

If brokerage and banking are 'systemically important, ' they cannot be married to proprietary trading.

Au Shing-tai, a stockbroker with Prudential Brokerage Ltd. , says almost all his clients are planning to take the offer.

The company may also on any issue of shares pay such brokerage as may be lawful.

Another sign of the resilience that brokerage operations offer as Wall Street firms try to rebound from 2008's disasters is in compensation.

Party A shall be responsible for paying the brokerage commission due to XXX. Inc. (the Broker ") in connection with this Sublease. "

"China is going from supercharged growth to fast growth, " says Andy Rothman, a Shanghai-based economist at CLSA, the regional brokerage.

Brokerage CLSA describes the measures as 'over the top' and expects them to reduce liquidity and increase volatility in the property market.

Ms. Schapiro, an independent, arrived at the NASD in 1996 in the wake of a scandal over the agency's failure to police brokerage firms.

The firm is in a strong position in retail brokerage.

"It's extraordinary, " Gavin Prentice, managing director of Marex Financial, a brokerage, said. "But I think it has a lot further to go. "

Mr Hocher said it was now imperative for brokerage houses, even smaller ones, to be global.

Morgan Stanley (MS) has a great global investment-banking franchise and the largest retail brokerage force in the U. S.

Choose more important than efforts to Hands On Shanghai's largest real estate brokerage firm, for your sea-life decorated float!

For months, as Ms Moore mulled the Time Warner publishing division's internet strategy, she clung to a chart from a Wall Street brokerage.

Allow the Futures brokerage companies to deduct the brokerage commissions from its gross revenue for Business Tax calculation purpose.

Most of its brokerage business went through central counterparties, so providing additional safeguards for customers.

Themis, an institutional brokerage, says other trading practices need reform as well.

Goldman Sachs, Morgan Stanley and Bear Stearns are widely acknowledged to have the largest prime brokerage businesses.

C. Brokerage or securities transfer. A copy of the Customers most recent statement (all pages) MUST be attached.

Hedge funds , increasingly in need of a global platform, were deserting Bear's once proud prime brokerage franchise .

That's really up to investment companies and retail brokerage firms.

But the brokerage's collapse could have serious consequences for the eurozone, potentially undermining its latest survival plan.

Hypothecation Agreement Allows a brokerage to use securities in an account as collateral when providing loans.

financial transactions at a brokerage; having to do with the execution of trades and keeping customer records.

the commission or brokerage of the Second Party shall be paid and charged as a part of the operating expenses.

Once formed , the joint venture must wait five years to apply for a brokerage license for the secondary market .

Most are unlisted on a major exchange, typically trading on the OTC Bulletin Board, where brokerage costs can be high.

Member futures brokerage companies and investors must abide by a one yards system, shall not be mixed code transactions.

Thain said Jan. 26 that he'd kept the bank informed about the brokerage's finances and compensation.

Then the chatter began, focusing on a Zhejiang Province brokerage allegedly exiting large positions on Shanghai rubber derivatives.

One of Bear's biggest attractions for J. P. Morgan is its prime brokerage business which caters to hedge fund clients. J. P.

Think of how it felt logging into your online banking or brokerage account and spotting a major gain on your investment.

Article 4 the futures brokerage company established in accordance with law within the territory of china shall be governed by this rule.

Citigroup has been looking for a Chinese brokerage partner to set up an investment banking venture for years.

We have experienced licensed professionals who can handle all of your customs-brokerage requirements.

Gorman, 51, turned Morgan Stanley's retail brokerage business, long a weak performer, into one of the most profitable in the industry.

Be familiar with international insurance brokerage business mode, successful experience of project operation and management.

His newcomer status and analytical approach bothered some Merrill executives, who believed the brokerage unit's boss should be chummier.

Billy Yen, general manager for property brokerage DTZ Taiwan, estimates home prices have risen as much as 30% since the voting.

Brokerage firms like Prudential Securities now offer "insured income accounts" with checking privileges and government insurance.

The biggest brokerage firms in the U. S. are using Dec. 31 as the end of their financial year.

Hedge funds and others are trading derivatives at a furious pace, providing a further lift to the banks' prime-brokerage businesses.

Buffett's father agreed with Graham, and Buffett returned to Omaha to work at his father's brokerage firm.

Fifthly, depend on the Social Capital Theory, this part emphatically analyzes how social networks of the brokerage in modern Guangxi.

The building program stipulated that large amounts of undivided space be provided for Wall Street brokerage houses.

Many businesses will shut down for the day, while banks and brokerage houses urged employees to avoid provoking the protesters.

Mr. Jiang also didn't identify the local brokerage the bank plans to invest in.

The range of the service fee can inspirit the tourist guides to improve the service quality and not to increase the brokerage.

Lime Brokerage, a technology provider, has raised the prospect of a rogue algorithm going awry.

Prior to Morgan Stanley, he worked at Merrill Lynch, where he ran the company's retail brokerage.

A senior official at a Beijing-based brokerage thinks the phrase is 'odd, even laughable' in its vagueness.

But search those shopping bags for important account statements and stock certificates, which should be held at brokerage firms.

The brokerage department buys and sells securities, at a commission, for the accounts of other investors.

Says Michael Korn, president of brokerage Skokie Energy Corp. : 'It's the same play going on. ' For many, that play was a tragedy.

[ ] Seller is a Customer and is not represented by a Brokerage Firm.

Does Scottrade charge additional fees for an international brokerage account?

Hedge funds and others are trading derivatives at a furious pace, providing a lift to the banks' prime-brokerage businesses.

Lehman claims that Barclays should pay it as much as $11 billion for an allegedly undisclosed "windfall" on the brokerage.

[ ] Buyer is a Customer and is not represented by a Brokerage Firm.

The bank's 45% stake in TD Ameritrade, a brokerage, could help.

Howard Buffett took his son down to lower Manhattan and dropped in on the top man at one of the largest brokerage firms.

"Housing Bank" from Kunming gourdes brokerage company and Kunming City Commercial Bank Housing Technology Branch Joint launched.

London was the home of Lehman's prime brokerage business that serviced hedge funds.

Still, profits from the brokerage operation rose under Mr. Gorman, helped by a rebounding stock market and new technology.

The main attraction of Treasury Direct is that there are no brokerage fees or other transaction charges when you buy through the program.

Securities commission agency, brokerage, agency, and other relevant businesses approved by the Competent Authority.

Your money should be held separately from the brokerage accounts, an independent custodian should be appointed to manage it.

The brokerage contract system is one of the numerous kinds of contract, playing a certain role in the daily social economic lives.

At the same time, for in the long-term investors, it is now entering the banking, brokerage and other sections of the time.

Basically, he asks clients to keep some cash investments in a brokerage or money-market account under his supervision.

CLSA Asia-Pacific Markets is widely recognised as a leader in brokerage and investment banking services.

And the intermediary shall independently bear the civil liabilities arising from the intermediary brokerage relationship.

It was also new to investment banking, a higher risk area than its core brokerage business.

With the implementation of floating commission, this kind of business mode shows its drawback of high -cost brokerage.

Outer and inner institutional defects were both reflected in securities brokerage, in-vestment banking and innovation field.

The prime-brokerage arms of investment banks also face a number of potential conflicts of interest.

The outcome of this economic turf war, notes Uralsib, a Moscow brokerage, could set Russia's course for years.

Brokerage role for the promotion of commercialization of indigenous technologies.

"The decline in equities is impacting Treasuries, " said Mary Ann Hurley, senior Treasuries trader in Seattle at brokerage D. A. Davidson.

The few that had problems were primarily those linked to housing, among them our brick, carpet and real estate brokerage operations.

Many of them are not at the large banks and brokerage firms anymore and some of them are even blogging for a living.

And an exchange like SASIX acts as a brokerage , imposing some structure and order on the largely disorganized world of charitable giving .

Citic isn't the only Chinese brokerage with global ambitions.

The fourth chapter analyzed GF Securities stock brokerage risk management from two aspects, risk type and risk management element.

The majority of investment banks also maintain brokerage and trading operations for institutional and retail clients.

The brokerage industry faces scrutiny from the SEC, NASD as well as Federal and State regulatory agencies.

After that comment, BofA pared back its proprietary trading activities and sold its prime brokerage business serving hedge funds.

Article 28 A securities brokerage firm shall not deposit its funds in an institution other than one engaged in the banking business.

Most Indonesians accept the principle that nobody will invest capital unless they expect a return, says Nick Cashmere of CLSA, a brokerage.

However, the reporter learned from the many real estate brokerage companies, signed supplementary agreement few.

But Peter Schiff, president of brokerage Euro Pacific Capital, said more cost cutting is needed to match America's new economic reality.

A transport rule was created to enforce an ethical wall between the Brokerage Group and Sales Group .

we are a Russian-based brokerage and consulting company established in 1992 at the start of the privatization process in Russian.

Dongguan towns size plants, land rental business quickly recommendation tenants brokerage-free!

Securities Lending When a brokerage lends securities owned by its clients to short sellers.

Investment banking generates fees deal by deal, while brokerage services can generate continuing streams of income.

Article 5 Normal securities brokerage business should be guaranteed during risk management process of the securities firm.

The new group sits outside the bank's prime brokerage unit.

"Brokerage can be a scale business, " said Jon Peace, of Nomura.

Moreover, investment banks are less highly valued than less glamorous commercial banks and retail brokerage firms.

The brokerage declined to comment on its financial situation or recent management changes.

In 2006, with the share reform and the comprehensive management of the brokerage, capital markets into the turning point in real terms.

It also helped topple heads of three brokerage firms on suspicion they engaged in unspecified share-market irregularities.

That shook the prime brokerage industry, as funds scrambled to unwind trades with the riskiest counterparties.

The prime brokerage, which provides hedge funds with custody and loans, and assists short selling, is highly rated by many managers.

" We own basically the customers and the market , and just getting the brokerage fee is not enough any more, " says Mr Wolle .

Stock Record A system that helps brokerage firms keep track of the position and physical location of the securities they are holding .

financial services cover services on banking , financial assets dealing and brokerage , etc.

The Group's securities operation consists of securities investment and securities brokerage.

Meaning: While each brokerage statement is accurate, the collective amount is not.

Morgan Stanley said lower levels of client activity weighed on its retail brokerage results.

FAITH LAPIDUS: John Adams has owned an international marriage brokerage in Phoenix, Arizona, for sixteen years.

Peterffy opposes brokerage firms ' 'internalizing' customer orders rather than executing them at exchanges .

SFC will continue discussion with the brokerage industry to identify the most suitable measures for reducing risks of SMF.

While trading operations have revived earnings, the brokerage business remains under siege.

Will having governments as shareholders of banks and brokerage firms impair the risk-taking that fuels a vibrant economy?

Aged 27-year-old suspect Chen Shun Hill, Shanxi deputy county . 2001 Shanghai workers, a real estate brokerage companies leasing clerk .

Phoenix Trade Resources Inc . is a brokerage firm that specializes in sourcing and acquiring products for all your needs.

The brokerage points to aluminum companies like Australia's Alumina, Russia's Rusal, and India's Hindalco Industries.

The number of profit-warning announcements over the past three months is near a decade low, according to brokerage Brockhouse Cooper.

Am I qualified to open an international brokerage account?

It was in line with last week's similar reading on December PMI published by CLSA, the brokerage.

Then his victims suddenly discovered that their brokerage statements were worthless pieces of paper.

Brokerage stocks rallied on reports that regulators had approved cross-border exchange traded funds.

If it's a taxable brokerage account, then you will be subject to taxes.

Eric Fishwick, head of economic research at CLSA, the brokerage, argues Asian economies are more dependent on exports than ever.

What types of international brokerage accounts does Scottrade provide?

Derek Weaving at Russian brokerage Renaissance Capital says the shortfall facing the electricity industry could top $40 billion.

At present, the securities brokerage firm assets, almost all of the realization of third-party custodian.

However, Chris Wood, an analyst at CLSA, a brokerage, argues that China is doing more for global rebalancing than America.

London Dry Bulk, the iron and coal brokerage, warned that the rally could be short-lived.

He opened his own rental brokerage in January 2009, with four other students working as agents.

At present, the securities brokerage firm of assets, almost all of the realization of third-party custodian.

The second predicate property value for this condition is the distribution group "Brokerage Group" .

Brokerage clients will be prodded to give up paper account statements for cheaper electronic documents.

Its Web site has a more accessible look and feel than that of the average brokerage.

Issues on depreciation of fixed assets by futures exchanges and futures brokerage companies.

Philip S. Hill is a co-founder of a life insurance brokerage firm.

As brokerage CLSA notes, the Communist party must be the most liquid institution in the world.

The mortality rate among futures traders is over 90 percent, even though brokerage houses try to hide statistics.

After deducting brokerage costs, the fastest traders fell far behind the slowest.

Thirteen years ago, San Francisco entrepreneur Craig Newmark created an online bulletin board for the brokerage firm where he worked.

A jump in unemployment could still be coming, especially given bank and brokerage failures and mergers.

Brokerage firm, said Hyun Bin and Song Hye Kyo very busy their work, relationships become more distant nature.

So-called second- and third-tier or less affluent cities will drive the nation's housing demand, the brokerage said.

We also provide world-class customs brokerage services to simplify trading across borders.

A securities brokerage is a company which acts as an intermediary for clients wishing to buy and sell different types of securities.

Since August 2008, it has operated a futures brokerage business through JP Morgan Futures.

Montanaro is chief executive officer of TradeKing, an online discount brokerage.

Gold stocks were among the biggest gainers board, such as brokerage, insurance non - ferrous and steel plate also rose slightly.

But Mr. Mack needed someone to salvage Morgan Stanley's brokerage force, which wasn't making much money for its size.

By last autumn, Bear had become the weaker of the two, and the Chinese brokerage's market value was much -bigger.

Pakistan imposes no restriction, however, on foreign ownership of brokerage seats on the KSE.

"Chinese buyers are coming to the market to secure supplies, as is everyone else, " said Richard Herselman at brokerage London Dry Bulk.

That would divide brokerage from investment banking .

Launched in 2002, the QFII program allows overseas brokerage companies, fund houses and trust firms to invest in Chinese capital markets.

Local brokerage firm Midland Realty recently organized three tours during the May 1 weekend, a public holiday.

But in China, the insurance brokerage industry has just started, but a small number of very irregular.

Matthew Bradbard, founder of commodity brokerage MB Wealth Corp, tips a range of commodities to do well this year.

Independent financial advisers who work outside the big brokerage firms tend to be more pessimistic.

'I think we are in a bear market, ' said Phil Roth, chief technical market analyst at brokerage firm Miller Tabak Co.

pre-speculation market, E the ROC began the creation of the brokerage firms face a large-scale attack.

"When it does, we need to re-size our prime brokerage business, " Mack said in a CNBC interview.

Others, such as prime brokerage, may have fallen away steeply in the past two months but brought in plenty in the early part of the year.

After all, this is a brokerage that may have "lost" $1. 2bn of customer money in opaque circumstances.

It took over defunct Chinese brokerage Beijing Securities, named the venture UBS Securities and started operations in 2007.

CLSA, the Asian brokerage and investment bank, has hired Wu Changgen, the former Morgan Stanley China chairman, as its first China head.

Our specialty is the brokerage and sale of paper machines and major paper machine components.

A Morgan Stanley spokeswoman declined to comment on the prime brokerage business.

FAITH LAPIDUS: Former Air Force officer David Knabel met his Russian wife through an international marriage brokerage.

The big blow to their confidence was the 2008 collapse of brokerage-firm Lehman Brothers, in which they lost $75, 000 on a Lehman bond.

"It is total emotional and psychological chaos, " said Eugene Peroni, an analyst with Janey Montgomery Scott, a Philadelphia brokerage firm.

Andy Rothman, China economist at CLSA, the brokerage, is confident Beijing has enough fiscal firepower to achieve 8 per cent growth.

The local brokerage community is represented in the territory's legislature by Chim Pui-chung.

Assistance with appointment of broker and opening of brokerage account.

If a deal is reached, Mr Dorman would likely join Deutsche in a senior role, perhaps as head of US prime brokerage.

Many brokerage firms are members of those same exchanges.

Merrill Lynch is best known in the US for being the brokerage firm that brought Wall Street to Main Street.

I got a job as quotation-board boy in a stock brokerage office. I was quick at figures. At school I did three years of arithmetic in one.

Like Garnaut, Amar Gill, a researcher at brokerage CLSA, says the share of consumption in China's GDP can only rise.

"The worst advice Goldman has ever given is to itself on how to manage through this, " says Mike Mayo, an analyst at CLSA, a brokerage.