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单词 compliance adviser
释义
compliance adviser
  • 简明释义
  • 合规顾问
  • 网络释义
  • 1

    ?合规顾问

    ...会议通过,并于1994年7月1日起生效的中国公司法 和其不时的修订、补充或以其他方法作出的更改 “合规顾问”(Compliance Adviser) 一词的涵义与《创业板上市规则》第6A.01条中该词的涵义相 同 “关连人士” (a) 就中国发行人以外的或中国发行人附属公司以外的 ...

  • 权威例句
  • 1.

    For example, in the entire history of the Investment Company Act (the federal statute applicable to mutual funds) only one Compliance Director to a mutual fund adviser has ever blown the whistle on his employer since 1940.

    FORBES: SEC to Whistleblowers: Call WikiLeaks, Not Us

  • 2.

    The transaction also is subject to Aussino's compliance with the Singapore Exchange's listing rules, but Aussino said Friday its financial adviser believed the company wouldn't be able to comply with them.

    WSJ: Singapore Stymies Myanmar Mogul Zaw Zaw's Bid for Listing

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更新时间:2025/1/26 18:02:11