Article 18 the responsible person and associatedperson shall conduct the business in accordance with the rules of honesty and good faith.
第18条证券商负责人及业务人员执行业务应本诚实及信用原则。
2
Is the account holder a member of an exchange or a regulatory or a self-regulatory organization, or an associatedperson, affiliated person or employee of an exchange member?
是否此账户的持有人为一个交易所或监管机构，或自我监管机构的雇员或相关人员？
3
To carry out cancellation registration in the event of any death, resignation, layoff, discharge, severance, or retirement of the responsible person or associatedperson of a securities firm.