Edwards, Kellner Dileo, Oppenheimer, Morgan Stanley, TD Waterhouse, Nomura Securities, PFPC Worldwide, Schonfeld Securities and Van der Moolen Specialists.
FORBES: Feds Go After Stock Loan Scammers
2.
Lehman, for example, optimistically acquired the specialist operations of Van der Moolen (nyse: VDM - news - people ) this month.
FORBES: NYSE Looks For Options
3.
In another indictment, Joseph Lando, the former stock loan manager at Janney Montgomery, is alleged to have gotten kickbacks in exchange for giving favorable business to Van der Moolen.