The commission's office of compliance, inspection, and investigations plans to intensify its security of stock analysts to investigate whether research is an independent function at brokeragefirms.
该委员会的合规,检查和调查办公室计划加强其股票分析师的安全性,以调查研究是否是经纪公司的独立职能。
2
Many brokeragefirms are members of those same exchanges.
许多证券经纪公司是同一个交易所的成员。
3
With Banks and brokeragefirms forced to conserve cash, there is less capital available to support trading.